Filing Details
- Accession Number:
- 0001181431-10-000561
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-04 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-01-04
- Accepted Time:
- 2010-01-04 17:55:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354217 | Volcano Corp | VOLC | Electromedical & Electrotherapeutic Apparatus (3845) | 330928885 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365493 | Scott R Huennekens | C/O Volcano Corporation 3661 Valley Centre Drive, Suite 200 San Diego CA 92130 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-04 | 17,500 | $0.33 | 42,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-04 | 300 | $18.29 | 42,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-04 | 1,700 | $18.28 | 40,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-04 | 8,000 | $18.25 | 32,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-04 | 1,200 | $18.20 | 31,300 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-04 | 600 | $18.16 | 30,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-04 | 5,700 | $18.15 | 25,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-01-04 | 3,030 | $0.00 | 3,030 | $0.33 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-01-04 | 14,470 | $0.00 | 14,470 | $0.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-06-11 | 2012-06-11 | No | 4 | M | Direct |
| 277,757 | 2004-07-29 | 2014-07-29 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 1, 2009.
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