Filing Details
- Accession Number:
- 0001012975-10-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-28 12:00:00
- Reporting Period:
- 2010-01-26
- Filing Date:
- 2010-01-28
- Accepted Time:
- 2010-01-28 11:01:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024520 | World Heart Corp | WHRT | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192212 | Philippe Chambon | C/O New Leaf Ventures Times Square Twr, 7 Times Sq, Suite 3502 New York NY 10036 | No | No | Yes | No | |
1196201 | Kathleen Laporte | C/O New Leaf Ventures 2500 Sand Hill Road, Suite 203 Menlo Park CA 94025 | No | No | Yes | No | |
1231092 | James Niedel | C/O New Leaf Ventures Times Square Twr, 7 Times Sq, Suite 3502 New York NY 10036 | No | No | Yes | No | |
1247851 | Ronald Hunt | C/O New Leaf Ventures Times Square Twr, 7 Times Sq, Suite 3502 New York NY 10036 | No | No | Yes | No | |
1253170 | Srinivas Akkaraju | C/O New Leaf Ventures 2500 Sand Hill Road, Suite 203 Menlo Park CA 94025 | No | No | Yes | No | |
1340806 | K Vijay Lathi | C/O New Leaf Ventures 2500 Sand Hill Road, Suite 203 Menlo Park CA 94025 | No | No | Yes | No | |
1441439 | New Leaf Ventures Ii, L.p. | C/O New Leaf Ventures Times Square Twr, 7 Times Sq, Suite 3502 New York NY 10036 | No | No | Yes | No | |
1441857 | New Leaf Venture Management Ii, L.l.c. | C/O New Leaf Ventures Times Square Twr, 7 Times Sq, Suite 3502 New York NY 10036 | No | No | Yes | No | |
1441858 | New Leaf Venture Associates Ii, L.p. | C/O New Leaf Ventures Times Square Twr, 7 Times Sq, Suite 3502 New York NY 10036 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-01-26 | 388,350 | $5.15 | 3,721,683 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | Acquisiton | 2010-01-26 | 388,350 | $5.15 | 388,350 | $4.90 |
Common Stock | Warrants (right to buy) | Acquisiton | 2010-01-26 | 388,350 | $5.15 | 388,350 | $4.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
388,350 | 2010-01-26 | 2011-04-26 | No | 4 | P | Direct |
776,700 | 2010-01-26 | 2015-01-26 | No | 4 | P | Direct |
Footnotes
- Represents the per unit purchase price of a share of common stock, a 15-month warrant to purchase one share of common stock and a five-year warrant to purchase one share of common stock.
- The securities are directly held by New Leaf Ventures II, L.P. ("NLV II") and indirectly held by New Leaf Venture Associates II, L.P. ("NLV Associates"), the sole general partner of NLV II, New Leaf Venture Management II, L.L.C. ("NLV Management"), the sole general partner of NLV Associates, and the individual managers of NLV Management (NLV Associates, NLV Management and the individual managers of NLV Management each, an "Indirect Reporting Person"). The individual managers of NLV Management filing jointly with NLV II, NLV Associates and NLV Management are Philippe O. Chambon, James Niedel, Vijay Lathi, Kathleen LaPorte, Ronald Hunt and Srinivas Akkaraju. Each Indirect Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NLV II shares and warrants in which such Indirect Reporting Person has no actual pecuniary interest therein.