Filing Details
- Accession Number:
- 0001181431-10-000527
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-04 12:00:00
- Reporting Period:
- 2009-12-30
- Filing Date:
- 2010-01-04
- Accepted Time:
- 2010-01-04 17:19:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1174940 | Oragenics Inc | ORNI | Pharmaceutical Preparations (2834) | 593410522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234877 | Beverly Koski | 1500 West University Parkway Sarasota FL 34243 | No | No | Yes | No | |
| 1234878 | L Christine Koski | 1500 West University Parkway Sarasota FL 34243 | Yes | No | Yes | No | |
| 1234879 | Koski Family Lp | 1500 West University Parkway Sarasota FL 34243 | No | No | Yes | No | |
| 1234880 | C Robert Koski | 1500 West University Parkway Sarasota FL 34243 | Yes | No | Yes | No | |
| 1234881 | L Thomas Koski | 1500 West University Parkway Sarasota FL 34243 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-12-30 | 5,000,000 | $0.25 | 48,960,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2009-12-30 | 4,000,000 | $0.25 | 52,960,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2009-12-30 | 1,000,000 | $0.10 | 53,960,000 | No | 4 | X | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | X | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Disposition | 2009-12-30 | 1,000,000 | $0.00 | 1,000,000 | $0.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-06-29 | 2014-06-28 | No | 4 | X | Direct |
Footnotes
- Shares acquired from the issuer in a private placement on December 30, 2009.
- Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski (through Koski Management, Inc.), Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
- Each reporting person disclaims beneficial ownership of all indirectly owned securities in excess of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16 or any other purpose.
- Shares acquired pursuant to conversion of a secured promissory note dated as of June 29, 2009 in the principal amount of $1,000,000 at the exchange rate of $0.25 per share.
Billionaire Hedge Funds
