Filing Details
- Accession Number:
- 0001209191-10-004018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-20 12:00:00
- Reporting Period:
- 2010-01-15
- Filing Date:
- 2010-01-20
- Accepted Time:
- 2010-01-20 18:24:05
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1042589 | A Peter Cohen | C/O Ramius Llc, 599 Lexington Avenue 20Th Floor New York NY 10022 | No | No | Yes | No | |
1043935 | W Thomas Strauss | C/O Ramius Llc, 599 Lexington Avenue 20Th Floor New York NY 10022 | No | No | Yes | No | |
1050154 | Rcg Holdings Llc | C/O Ramius Llc, 599 Lexington Avenue New York NY 10022 | No | No | Yes | No | |
1267474 | C4S & Co Llc | 599 Lexington Avenue 20Th Floor New York NY 10022 | No | No | Yes | No | |
1267535 | B Morgan Stark | C/O Ramius Llc, 599 Lexington Avenue 20Th Floor New York NY 10022 | No | No | Yes | No | |
1275922 | M Jeffrey Solomon | C/O Ramius Llc, 599 Lexington Avenue 20Th Floor New York NY 10022 | No | No | Yes | No | |
1466538 | Cowen Group, Inc. | C/O Ramius Llc, 599 Lexington Avenue New York NY 10022 | No | No | Yes | No | |
1475770 | Ramius Llc | 599 Lexington Avenue 20Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.40 Par Value | Disposition | 2010-01-15 | 32,720 | $13.00 | 87,662 | No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
Common Stock, $0.40 Par Value | Disposition | 2010-01-15 | 25 | $13.06 | 87,637 | No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
Common Stock, $0.40 Par Value | Disposition | 2010-01-19 | 1,912 | $15.12 | 85,725 | No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
Common Stock, $0.40 Par Value | Disposition | 2010-01-15 | 29,094 | $13.00 | 77,948 | No | 4 | S | Indirect | By Ramius Multi-Strategy Master Fund Ltd |
Common Stock, $0.40 Par Value | Disposition | 2010-01-15 | 22 | $13.06 | 77,926 | No | 4 | S | Indirect | By Ramius Multi-Strategy Master Fund Ltd |
Common Stock, $0.40 Par Value | Disposition | 2010-01-19 | 1,701 | $15.12 | 76,225 | No | 4 | S | Indirect | By Ramius Multi-Strategy Master Fund Ltd |
Common Stock, $0.40 Par Value | Disposition | 2010-01-15 | 89,616 | $13.00 | 240,099 | No | 4 | S | Indirect | By Ramius Value and Opportunity Master Fund Ltd |
Common Stock, $0.40 Par Value | Disposition | 2010-01-15 | 69 | $13.06 | 240,030 | No | 4 | S | Indirect | By Ramius Value and Opportunity Master Fund Ltd |
Common Stock, $0.40 Par Value | Disposition | 2010-01-19 | 5,238 | $15.12 | 234,792 | No | 4 | S | Indirect | By Ramius Value and Opportunity Master Fund Ltd |
Common Stock, $0.40 Par Value | Disposition | 2010-01-15 | 109,570 | $13.00 | 293,562 | No | 4 | S | Indirect | By Ramius Navigation Master Fund Ltd |
Common Stock, $0.40 Par Value | Disposition | 2010-01-15 | 84 | $13.06 | 293,478 | No | 4 | S | Indirect | By Ramius Navigation Master Fund Ltd |
Common Stock, $0.40 Par Value | Disposition | 2010-01-19 | 6,405 | $15.12 | 287,073 | No | 4 | S | Indirect | By Ramius Navigation Master Fund Ltd |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Enterprise Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Multi-Strategy Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Multi-Strategy Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Multi-Strategy Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Value and Opportunity Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Value and Opportunity Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Value and Opportunity Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Navigation Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Navigation Master Fund Ltd |
No | 4 | S | Indirect | By Ramius Navigation Master Fund Ltd |
Footnotes
- Each Reporting Person (other than Ramius Enterprise Master Fund Ltd, Ramius Multi-Strategy Master Fund Ltd, Ramius Value and Opportunity Master Fund Ltd and Ramius Navigation Master Fund Ltd) disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.
- Shares of Common Stock beneficially owned by Ramius Enterprise Master Fund Ltd (Enterprise Master Fund). As the sole member of Ramius Advisors, LLC (Ramius Advisors), the investment advisor of Enterprise Master Fund, Ramius LLC (Ramius) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund. As the sole member of Ramius, Cowen Group, Inc. (Cowen) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund. As a significant shareholder of Cowen, RCG Holdings LLC (RCG Holdings) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund. As the managing member of RCG Holdings, C4S & Co., L.L.C. (C4S) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund.
- (Continued from previous footnote). As the managing members of C4S, each of Peter A. Cohen, Morgan B. Stark, Jeffrey M. Solomon and Thomas W. Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund.
- Shares of Common Stock beneficially owned by Ramius Multi-Strategy Master Fund Ltd (Multi-Strategy Master Fund). As the sole member of Ramius Advisors, the investment manager of Multi-Strategy Master Fund, Ramius may be deemed to beneficially own the shares of Common Stock beneficially owned by Multi-Strategy Master Fund. As the sole member of Ramius, Cowen may be deemed to beneficially own the shares of Common Stock beneficially owned by Multi-Strategy Master Fund. As a significant shareholder of Cowen, RCG Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Multi-Strategy Master Fund.
- (Continued from previous footnote). As the managing member of RCG Holdings, C4S may be deemed to beneficially own the shares of Common Stock beneficially owned by Multi-Strategy Master Fund. As the managing members of C4S, each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by Multi-Strategy Master Fund.
- Shares of Common Stock beneficially owned by Ramius Value and Opportunity Master Fund Ltd (Value and Opportunity Master Fund). As the sole member of RCG Starboard Advisors, LLC (RCG Starboard Advisors), the investment manager of Value and Opportunity Master Fund, Ramius may be deemed to beneficially own the shares of Common Stock beneficially owned by Value and Opportunity Master Fund. As the sole member of Ramius, Cowen may be deemed to beneficially own the shares of Common Stock beneficially owned by Value and Opportunity Master Fund. As a significant shareholder of Cowen, RCG Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Value and Opportunity Master Fund.
- (Continued from previous footnote). As the managing member of RCG Holdings, C4S may be deemed to beneficially own the shares of Common Stock beneficially owned by Value and Opportunity Master Fund. As the managing members of C4S, each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by Value and Opportunity Master Fund.
- Shares of Common Stock beneficially owned by Ramius Navigation Master Fund Ltd (Navigation Master Fund). As the sole member of Ramius Advisors, the investment advisor of Navigation Master Fund, Ramius may be deemed to beneficially own the shares of Common Stock beneficially owned by Navigation Master Fund. As the sole member of Ramius, Cowen may be deemed to beneficially own the shares of Common Stock beneficially owned by Navigation Master Fund. As a significant shareholder of Cowen, RCG Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Navigation Master Fund. As the managing member of RCG Holdings, C4S may be deemed to beneficially own the shares of Common Stock beneficially owned by Navigation Master Fund. As the managing members of C4S, each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by Navigation Master Fund.