Filing Details
- Accession Number:
- 0000098246-10-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-19 12:00:00
- Reporting Period:
- 2010-01-14
- Filing Date:
- 2010-01-19
- Accepted Time:
- 2010-01-19 09:09:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184314 | Marie Rose Bravo | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Acquisiton | 2010-01-14 | 10,000 | $42.08 | 15,806 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Acquisiton | 2010-01-14 | 7,216 | $4.85 | 23,022 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Acquisiton | 2010-01-14 | 7,500 | $32.47 | 30,522 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Acquisiton | 2010-01-14 | 7,500 | $33.99 | 38,022 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Acquisiton | 2010-01-14 | 7,500 | $25.85 | 45,522 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Disposition | 2010-01-14 | 10,000 | $46.51 | 35,522 | No | 4 | S | Direct | |
| Common Stock $.01 Par | Disposition | 2010-01-14 | 29,716 | $45.55 | 5,806 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-01-14 | 10,000 | $0.00 | 10,000 | $42.08 |
| Common Stock $.01 Par | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-01-14 | 7,216 | $0.00 | 7,216 | $4.85 |
| Common Stock $.01 Par | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-01-14 | 7,500 | $0.00 | 7,500 | $32.47 |
| Common Stock $.01 Par | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-01-14 | 7,500 | $0.00 | 7,500 | $33.99 |
| Common Stock $.01 Par | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-01-14 | 7,500 | $0.00 | 7,500 | $25.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-01-20 | No | 4 | M | Direct | |
| 0 | 2013-01-15 | No | 4 | M | Direct | |
| 0 | 2011-01-18 | No | 4 | M | Direct | |
| 0 | 2012-01-17 | No | 4 | M | Direct | |
| 0 | 2013-01-16 | No | 4 | M | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $46.41 to $46.61 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $45.45 to $45.65 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- 1,806 shares in the total are the shares underlying RSUs.
- Granted Pursuant to the Tiffany & Co. 1998 Directors Option Plan, which complies with Rule 16(b)-3. The option vests in two equal installments on January 20, 2001 and 2002.
- Granted Pursuant to the Tiffany & Co. 1988 Directors Option Plan, which complies with Rule 16(b)-3. The option became 100% exercisable one year following the grant date on January 15, 1999.
- Granted Pursuant to the Tiffany & Co. 1998 Directors Option Plan, which complies with Rule 16(b)-3. The option vests in two equal installments on January 18, 2002 and 2003.
- Granted Pursuant to the Tiffany & Co. 1998 Directors Option Plan, which complies with Rule 16(b)-3. The option vests in two equal installments on January 17, 2003 and 2004.
- Granted Pursuant to the Tiffany & Co. 1998 Directors Option Plan, which complies with Rule 16(b)-3. The option vests in two equal installments on January 16, 2004 and 2005.
Billionaire Hedge Funds
