Filing Details
- Accession Number:
- 0001127602-10-001101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-07 12:00:00
- Reporting Period:
- 2010-01-06
- Filing Date:
- 2010-01-07
- Accepted Time:
- 2010-01-07 17:43:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1301063 | Alpha Natural Resources Inc. | ANR | Bituminous Coal & Lignite Surface Mining (1221) | 421638663 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1305737 | R Michael Peelish | One Alpha Place P. O. Box 2345 Abingdon VA 24212 | Evp & Chief Sustainability Off | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-01-06 | 20,000 | $7.87 | 80,286 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-01-06 | 20,000 | $50.00 | 60,286 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Options (Right to Buy) | Disposition | 2010-01-06 | 20,000 | $0.00 | 20,000 | $7.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
80,000 | 2014-08-10 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2009.
- The 255,408 shares of common stock originally subject to this option were set to vest on August 10, 2012. Upon the achievement of certain annual performance targets, the options were subject to partial accelerated vesting. The Compensation Committee approved the vesting of 10 percent of the options effective December 31, 2004, 30 percent effective December 31, 2005, 15 percent effective December 31, 2006, 20 percent effective December 31, 2007, 5 percent effective February 11, 2008, 15 percent effective February 20, 2009, and 5 percent effective July 31, 2009.