Filing Details
- Accession Number:
- 0001127602-10-001099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-07 12:00:00
- Reporting Period:
- 2010-01-06
- Filing Date:
- 2010-01-07
- Accepted Time:
- 2010-01-07 17:39:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1301063 | Alpha Natural Resources Inc. | ANR | Bituminous Coal & Lignite Surface Mining (1221) | 421638663 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1395684 | L Randy Mcmillion | One Alpha Place P. O. Box 2345 Abingdon VA 24212 | Evp & Chief Admin. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-06 | 24,000 | $0.00 | 123,367 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-06 | 24,000 | $50.07 | 99,367 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-01-06 | 10,000 | $50.00 | 89,367 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Options (Right to Buy) | Disposition | 2010-01-06 | 24,000 | $0.00 | 24,000 | $25.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,000 | 2015-05-11 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2009.
- Represents the weighted average sales price for all sales reported in the transaction by reporting person. The actual range of prices for the reported sales in the transaction is $50.00 to $50.11. Upon request, the reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
- The option vests in five equal annual installments beginning May 12, 2006.
Billionaire Hedge Funds
