Filing Details
- Accession Number:
- 0001209191-10-002344
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-07 12:00:00
- Reporting Period:
- 2010-01-05
- Filing Date:
- 2010-01-07
- Accepted Time:
- 2010-01-07 17:00:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207476 | J Gregory Yurek | C/O American Superconductor Corporation 64 Jackson Road Devens MA 01434 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-05 | 124,697 | $32.56 | 301,837 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-05 | 124,697 | $42.60 | 177,140 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-06 | 125,303 | $32.56 | 302,443 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-06 | 125,303 | $43.18 | 177,140 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Disposition | 2010-01-05 | 124,697 | $0.00 | 124,697 | $32.56 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2010-01-06 | 125,303 | $0.00 | 125,303 | $32.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 500,303 | 2010-07-28 | No | 4 | M | Direct | |
| 375,000 | 2010-07-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 752 | Indirect | By 401(K) Plan |
Footnotes
- The stock option exercise and sales reported on this Form 4 were effected pursuant to Rule 10b5-1 Plan.
- The disposition transaction was executed in muliple trades at prices ranging from $42.55-$42.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- The disposition transaction was executed in muliple trades at prices ranging from $42.55-$43.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- Following all the transactions reported on this Form 4, the reporting person holds 752 shares indirectly through the company's 401(k) plan as of December 31, 2009.
- The option was fully vested as of July 28, 2005.
Billionaire Hedge Funds
