Filing Details
- Accession Number:
- 0001140361-10-001610
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-12 12:00:00
- Reporting Period:
- 2010-01-08
- Filing Date:
- 2010-01-12
- Accepted Time:
- 2010-01-12 19:17:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73020 | Northwest Natural Gas Co | NWN | Natural Gas Distribution (4924) | 930256722 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241405 | Hugo David Anderson | 220 Nw Second Avenue Portland OR 97209 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-01-08 | 329 | $0.00 | 6,031 | No | 5 | G | Indirect | See Footnote |
Common Stock | Disposition | 2010-01-08 | 31 | $0.00 | 18 | No | 5 | G | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-01-08 | 329 | $0.00 | 25,594 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2010-01-08 | 31 | $0.00 | 25,625 | No | 5 | G | Direct | |
Common Stock | Disposition | 2010-01-08 | 1 | $45.04 | 6,030 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2010-01-08 | 174 | $44.60 | 5,856 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2010-01-08 | 1 | $45.04 | 17 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2010-01-08 | 17 | $44.69 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | See Footnote |
No | 5 | G | Indirect | See Footnote |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 359 | Indirect | See Footnote |
Common Stock | 491 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Buy | $41.15 | 2019-03-04 | 8,000 | 8,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $43.29 | 2018-03-06 | 8,000 | 8,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $44.48 | 2017-02-28 | 7,000 | 7,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $34.29 | 2016-02-29 | 8,000 | 8,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $32.02 | 2014-09-27 | 16,000 | 16,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-03-04 | 8,000 | 8,000 | Direct |
2018-03-06 | 8,000 | 8,000 | Direct |
2017-02-28 | 7,000 | 7,000 | Direct |
2016-02-29 | 8,000 | 8,000 | Direct |
2014-09-27 | 16,000 | 16,000 | Direct |
Footnotes
- 329 shares were previously reported as indirectly beneficially owned under the Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives but were contributed to the reporting person's account, which is jointly owned with his spouse, on January 8, 2010.
- Reflects shares that have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives
- 31 shares were previously reported as indirectly beneficially owned under the Northwest Natural Gas Company's Executive Deferred Compensation Plan but were contributed the reporting person's account, which is jointly owned with his spouse, on January 8, 2010.
- Reflects shares that have been credited to reporting person's account under the issuer's Executive Deferred Compensation Plan.
- These shares represent distribution of fractional shares from the Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives that were cashed out using the fair market value as of December 31, 2009.
- On December 23, 2009 the reporting person elected to sell a portion of a distribution under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives on January 8, 2010 to pay for tax withholding on a distribution on that date.
- These shares represent distribution of fractional shares from the Northwest Natural Gas Company's Executive Deferred Compensation Plan that were cashed out using the fair market value as of December 31, 2009.
- On December 23, 2009 the reporting person elected to sell a portion of a distribution under Northwest Natural Gas Company's Executive Deferred Compensation Plan on January 8, 2010 to pay for tax withholding on a distribution on that date.
- Shares have been credited to reporting person's account under the issuer's Retirement K Savings Plan as of December 31, 2009.
- Reflects shares that are held in reporting person's individual account.
- Option was granted for 8,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 2,000 shares on each February 25, 2010 and January 1, 2011, 2012 and 2013.
- Option was granted for 8,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 2,000 shares on each February 27, 2009 and January 1, 2010, 2011 and 2012.
- Option was granted for 7,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 1,750 shares on each February 21, 2008 and January 1, 2009, 2010 and 2011.
- Option was granted for 8,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 2,000 shares on each February 22, 2007 and January 1, 2008, 2009 and 2010.
- Option was granted for 16,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 5,400 shares on September 22, 2005 and 5,300 shares on each January 1, 2006 and 2007.