Filing Details

Accession Number:
0001209191-10-005064
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-27 12:00:00
Reporting Period:
2010-01-25
Filing Date:
2010-01-27
Accepted Time:
2010-01-27 16:46:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1364742 Blackrock Inc. BLK Security Brokers, Dealers & Flotation Companies (6211) 320174431
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1059246 Robert Kapito Blackrock Inc.
55 East 52Nd Street
New York NY 10055
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Shares Of Common Stock (Par Value $0.01 Per Share) Disposition 2010-01-25 900 $224.66 302,916 No 4 S Direct
Shares Of Common Stock (Par Value $0.01 Per Share) Disposition 2010-01-25 2,100 $225.46 300,816 No 4 S Direct
Shares Of Common Stock (Par Value $0.01 Per Share) Disposition 2010-01-25 2,100 $226.82 298,716 No 4 S Direct
Shares Of Common Stock (Par Value $0.01 Per Share) Disposition 2010-01-25 3,400 $227.53 295,316 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Shares Of Common Stock (Par Value $0.01 Per Share) 500,000 Indirect By Trust
Shares Of Common Stock (Par Value $0.01 Per Share) 142,340 Indirect By Robert S. Kapito-Ellen R. Kapito Family Trust
Footnotes
  1. These sales are made pursuant to a pre-arranged sales plan entered into by Robert Kapito with Goldman, Sachs & Co. on April 22, 2009 pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934. Pursuant to this plan, Mr. Kapito will sell a small portion of his BlackRock, Inc. shares during a twelve-month period beginning in May 2009 if certain price thresholds are met. Mr. Kapito is utilizing Rule 10b5-1 in order to diversify his holdings and make planned sales over a period of time.
  2. This transaction was executed in multiple trades at prices ranging from $224.03 to $224.89. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  3. Includes (i) 10,542 Restricted Stock Units granted under the Incentive Plan vesting on 1/31/10, (ii) 21,160 Restricted Stock Units vesting in equal installments on 1/31/10 and 1/31/11 and (iii) 40,308 Restricted Stock Units vesting in equal installments on 1/31/10, 1/31/11 and 1/31/12. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
  4. This transaction was executed in multiple trades at prices ranging from $225.04 to $226.02. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  5. This transaction was executed in multiple trades at prices ranging from $226.22 to $227.19. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  6. This transaction was executed in multiple trades at prices ranging from $227.22 to $228.08. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.