Filing Details
- Accession Number:
- 0001209191-10-002171
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-06 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-01-06
- Accepted Time:
- 2010-01-06 20:13:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
77360 | Pentair Inc | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 410907434 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189049 | J Randall Hogan | 5500 Wayzata Blvd. Suite 800 Golden Valley MN 55416 | Chairman, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-01-04 | 10,000 | $11.38 | 172,628 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-01-04 | 10,000 | $33.35 | 162,628 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-01-04 | 32,000 | $11.38 | 194,628 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-01-04 | 17,802 | $33.38 | 176,826 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2010-01-04 | 4,370 | $22.88 | 181,196 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-01-04 | 25,872 | $33.38 | 155,324 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-01-04 | 35,253 | $0.00 | 120,071 | No | 4 | G | Direct | |
Common Stock - Restricted Stock Units | Acquisiton | 2010-01-04 | 81,408 | $0.00 | 145,199 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2010-01-04 | 35,253 | $0.00 | 297,308 | No | 4 | G | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | G | Direct | |
No | 4 | A | Direct | |
No | 4 | G | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-01-04 | 10,000 | $0.00 | 10,000 | $11.38 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-01-04 | 32,000 | $0.00 | 32,000 | $11.38 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-01-04 | 4,370 | $0.00 | 4,370 | $22.88 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-01-04 | 362,572 | $0.00 | 362,572 | $33.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
148,667 | 2002-01-02 | 2011-01-02 | No | 4 | M | Direct |
116,667 | 2002-01-02 | 2011-01-02 | No | 4 | M | Direct |
295,630 | 2005-01-02 | 2014-01-02 | No | 4 | M | Direct |
362,572 | 2011-01-04 | 2020-01-04 | No | 4 | A | Direct |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2009.
- Upon request by the Commission, the company or a shareholder, the reporting person will provide full details of the information reported regarding the number of shares sold at each separate price.
- The reported price for this transaction is the weighted average price, and the price range is $33.20 to $33.50.
- Shares surrendered to pay taxes applicable to vesting of restricted stock.
- Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair, Inc. 2008 Omnibus Stock Incentive Plan, as Amended. Each restricted stock unit represents a right to receive one share of Pentair, Inc. common stock upon vesting.
- Employee stock option granted under the Pentair, Inc. 2008 Omnibus Stock Incentive Plan, as Amended.
- One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.