Filing Details

Accession Number:
0001225208-10-001244
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-08 12:00:00
Reporting Period:
2010-01-07
Filing Date:
2010-01-08
Accepted Time:
2010-01-08 17:22:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF State Commercial Banks (6022) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1425374 M. Robert Alexander 1680 Capital One Drive
Mclean VA 22102
Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-01-07 3,120 $43.00 104,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,612 Indirect By 401(k)
Common Stock 2 Indirect Robert M. Alexander UGMA
Common Stock 100 Indirect The Alexander Fund
Footnotes
  1. This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
  3. Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest reported transaction.