Filing Details
- Accession Number:
- 0001225208-10-001244
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-08 12:00:00
- Reporting Period:
- 2010-01-07
- Filing Date:
- 2010-01-08
- Accepted Time:
- 2010-01-08 17:22:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | State Commercial Banks (6022) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1425374 | M. Robert Alexander | 1680 Capital One Drive Mclean VA 22102 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-01-07 | 3,120 | $43.00 | 104,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,612 | Indirect | By 401(k) |
Common Stock | 2 | Indirect | Robert M. Alexander UGMA |
Common Stock | 100 | Indirect | The Alexander Fund |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
- Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest reported transaction.