Filing Details
- Accession Number:
- 0000898432-10-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-08 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-01-08
- Accepted Time:
- 2010-01-08 12:21:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
314606 | Geokinetics Inc | GOK | Crude Petroleum & Natural Gas (1311) | 941690082 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201810 | Dane Andreeff | C/O Andreeff Equity Advisors L.l.c. 140 E. St. Lucia Lane Santa Rosa Beach FL 32459 | No | No | Yes | No | |
1317097 | Andreeff Equity Advisors, Llc | 140 E. St. Lucia Lane Santa Rosa Beach FL 32459 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-01-04 | 80,400 | $9.71 | 1,329,010 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2010-01-05 | 26,767 | $9.84 | 1,302,243 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2010-01-05 | 41,901 | $9.84 | 1,260,342 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- This transaction was made by a fund that is not, itself, a 10% owner of the issuer's securities. Andreeff Equity Advisors, L.L.C., the fund's Investment Adviser, and Dane Andreeff, the Managing Member of both the fund's General Partner and the fund's Investment Adviser, are reporting this transaction because they each may be deemed indirect beneficial owners of 10% or more of the issuer's securities, in the aggregate, including immediately exercisable warrants. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein.
- This transaction was made by a fund that is not, itself, a 10% owner of the issuer's securities. The fund's Director, Dane Andreeff, and the fund's Investment Adviser, Andreeff Equity Advisors, L.L.C., are reporting this transaction because they each may be deemed an indirect beneficial owner of 10% or more of the issuer's securities, in the aggregate. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein.