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Filing Details

Accession Number:: 0001104659-10-002604
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-01-22 12:00:00
Reporting Period:: 2010-01-21

Filing Date:: 2010-01-22
Accepted Time:: 2010-01-22 16:48:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120370	Broadwind Energy Inc.	BWEN	Nonferrous Foundries (Castings) (3360)	880409160

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
948904	Al Et L Jeffrey Gendell	C/O Tontine Capital Management, L.l.c. 55 Railroad Avenue Greenwich CT 06830	No	No	Yes	No
1268959	Tontine Management Llc	C/O Tontine Capital Management, L.l.c. 55 Railroad Avenue Greenwich CT 06830	No	No	Yes	No
1268961	Tontine Overseas Associates Llc	C/O Tontine Capital Management, L.l.c. 55 Railroad Avenue Greenwich CT 06830	No	No	Yes	No
1269122	P L Partners Tontine	C/O Tontine Capital Management, L.l.c. 55 Railroad Avenue Greenwich CT 06830	No	No	Yes	No
1272374	Tontine Capital Management Llc	C/O Tontine Capital Management, L.l.c. 55 Railroad Avenue Greenwich CT 06830	No	No	Yes	No
1276922	P L Partners Capital Tontine	C/O Tontine Capital Management, L.l.c. 55 Railroad Avenue Greenwich CT 06830	No	No	Yes	No
1409485	Tontine Capital Overseas Master Fund, L.p.	C/O Tontine Capital Management, L.l.c. 55 Railroad Avenue Greenwich CT 06830	No	No	Yes	No
1409490	Tontine Capital Overseas Gp, Llc	C/O Tontine Capital Management, L.l.c. 55 Railroad Avenue Greenwich CT 06830	No	No	Yes	No
1415527	Tontine 25 Overseas Master Fund, L.p.	C/O Tontine Capital Management, L.l.c. 55 Railroad Avenue Greenwich CT 06830	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value Per Share	Disposition	2010-01-21	2,532,038	$5.46	43,556,597	No	4	S	Indirect	See Footnotes
Common Stock, $0.001 Par Value Per Share	Disposition	2010-01-21	724,084	$5.46	42,832,513	No	4	S	Indirect	See Footnotes
Common Stock, $0.001 Par Value Per Share	Disposition	2010-01-21	1,714,824	$5.46	41,117,689	No	4	S	Indirect	See Footnotes
Common Stock, $0.001 Par Value Per Share	Disposition	2010-01-21	664,985	$5.46	40,452,704	No	4	S	Indirect	See Footnotes
Common Stock, $0.001 Par Value Per Share	Disposition	2010-01-21	489,069	$5.46	39,963,635	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes

Footnotes

This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), Tontine Capital Overseas Master Fund, L.P., a Cayman Islands limited partnership ("TMF"), Tontine Partners, L.P., a Delaware limited partnership ("TP"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine 25 Overseas Master Fund, L.P., a Cayman Islands limited partnership ("T25"), Tontine Overseas Associates, L.L.C., a Delaware limited liability company ("TOA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP and T25; (b) TCO, the general partner of TMF; (c) TM, the general partner of TP; and (d) TOA, the investment advisor of Tontine Overseas Fund, Ltd., a Cayman Islands exempted company ("TOF").
On January 21, 2010, TCP sold 2,532,038 shares of Common Stock, TMF sold 724,084 shares of Common Stock, TP sold 1,714,824 shares of Common Stock, TOF sold 664,985 shares of Common Stock and T25 sold 489,069 shares of Common Stock.
Mr. Gendell, TCM, TCO, TM and TOA directly own 0 shares of Common Stock. TCP directly owns 16,520,728 shares of Common Stock. TMF directly owns 4,724,413 shares of Common Stock. TP directly owns 11,188,667 shares of Common Stock. TOF directly owns 4,338,815 shares of Common Stock. T25 directly owns 3,191,012 shares of the Common Stock.
All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP and T25 may be deemed to be beneficially owned by TCM. The foregoing securities held by TMF may be deemed to be beneficially owned by TCO. The foregoing securities held by TP may be deemed to be beneficially owned by TM. The foregoing securities held by TOF may be deemed to be beneficially owned by TOA.
Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCO, TMF, TP, TM, TOA, TOF and T25. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP and T25. TCO disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCO or representing TCO's pro rata interest in, and interest in the profits of, TMF.
TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM or representing TM's pro rata interest in, and interest in the profits of, TP. TOA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TOA or representing TOA's pro rata interest in, and interest in the profits of, TOF.