Filing Details
- Accession Number:
- 0001181431-10-004363
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-25 12:00:00
- Reporting Period:
- 2010-01-22
- Filing Date:
- 2010-01-25
- Accepted Time:
- 2010-01-25 10:17:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6845 | Apogee Enterprises Inc | APOG | Glass Products, Made Of Purchased Glass (3231) | 410919654 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1159191 | Robert Gary Johnson | 7900 Xerxes Avenue South Suite 1800 Minneapolis MN 55431-1159 | Treasurer & Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-22 | 4,000 | $8.60 | 39,559 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-22 | 4,000 | $14.62 | 35,559 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Buy | Disposition | 2010-01-22 | 4,000 | $0.00 | 4,000 | $8.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-04-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,931 | Indirect | 401(k) Plan |
| Common Stock | 500 | Indirect | IRA |
| Common Stock | 2,768 | Indirect | Partnership Plan Trust |
Footnotes
- Includes shares acquired under the ESPP as of 12/31/09, shares of restricted stock granted under the Partnership Plan, performance shares and shares distributed from the Partnership Plan that are now directly owned.
- The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $14.5601 to $14.7803. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 12/31/09 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.
- Currently 100% exercisable.
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