Filing Details
- Accession Number:
- 0001181431-10-005140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-28 12:00:00
- Reporting Period:
- 2010-01-27
- Filing Date:
- 2010-01-28
- Accepted Time:
- 2010-01-28 15:37:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1295976 | Cellu Tissue Holdings Inc. | CLU | Paper Mills (2621) | 061346495 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1480567 | D Steven Ziessler | 1855 Lockeway Drive Suite 501 Alpharetta GA 30004 | Pres. Tissue & Mach-Gl, Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-01-27 | 137,426 | $0.00 | 137,426 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2010-01-27 | 18,327 | $0.00 | 155,753 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2010-01-27 | 225,640 | $0.00 | 381,393 | No | 4 | C | Direct | |
Common Stock | Disposition | 2010-01-27 | 123,841 | $13.00 | 257,552 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2010-01-27 | 137,426 | $0.00 | 137,426 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2010-01-27 | 18,327 | $0.00 | 18,327 | $0.00 |
Common Stock | Common Stock | Disposition | 2010-01-27 | 225,640 | $0.00 | 225,640 | $0.00 |
Common Stock | Employee Stock Option | Disposition | 2010-01-27 | 138,662 | $0.00 | 138,662 | $5.28 |
Common Stock | Employee Stock Option | Acquisiton | 2010-01-27 | 138,662 | $0.00 | 138,662 | $5.28 |
Common Stock | Employee Stock Option | Acquisiton | 2010-01-27 | 45,878 | $0.00 | 45,878 | $11.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | 2019-04-13 | No | 4 | J | Direct | |
138,662 | 2019-04-13 | No | 4 | J | Direct | |
45,878 | 2020-01-27 | No | 4 | A | Direct |
Footnotes
- Series A Preferred Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010.
- Series B Preferred Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010.
- Reporting person was granted shares of Restricted Stock in Cellu Parent Corporation on June 12, 2006, of which 75% had vested. Pursuant to the terms of the reorganization transactions that were consummated in connection with the Issuer's initial public offering and upon the closing of the Issuer's initial public offering, as described in the Issuer's Form S-1 Registration Statement dated January 21, 2010, the Cellu Parent Corporation Common Stock was exchanged for fully vested shares of Issuer Common Stock.
- Reporting person held an option to purchase shares of Common Stock in Cellu Parent Corporation. Pursuant to the terms of the reorganization transactions that were consummated in connection with the Issuer's initial public offering, as described in the Issuer's Form S-1 Registration Statement dated January 21, 2010, the Cellu Parent Corporation options were exchanged for options to purchase Issuer Common Stock.
- Upon the closing of the Issuer's initial public offering and on the date of the exchange, options to purchase 45,024 shares became fully vested and options for the remaining shares will vest as to 33.33% of the shares each year beginning on the first anniversary date of the closing of the Issuer's initial public offering.
- Stock option grant under the Issuer's 2010 Equity Compensation Plan. Vests in four equal installments annually beginning on January 27, 2011.