Home > Insider Trading > Filing (0001181431-10-005133)

Filing Details

Accession Number:: 0001181431-10-005133
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-01-28 12:00:00
Reporting Period:: 2010-01-27

Filing Date:: 2010-01-28
Accepted Time:: 2010-01-28 15:32:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1295976	Cellu Tissue Holdings Inc.	CLU	Paper Mills (2621)	061346495

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1189595	L David Ferguson	1855 Lockeway Drive Suite 501 Alpharetta GA 30004		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-01-27	12,014,548	$0.00	12,014,548	No	4	C	Indirect	By invest .entity
Common Stock	Acquisiton	2010-01-27	2,660,832	$0.00	14,675,380	No	4	C	Indirect	By invest. entity
Common Stock	Acquisiton	2010-01-27	1,672	$0.00	14,677,052	No	4	C	Indirect	By invest. entity
Common Stock	Disposition	2010-01-27	4,765,735	$13.00	9,911,317	No	4	S	Indirect	By invest. entity
Common Stock	Acquisiton	2010-01-27	1,923	$0.00	1,923	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By invest .entity
No	4	C	Indirect	By invest. entity
No	4	C	Indirect	By invest. entity
No	4	S	Indirect	By invest. entity
No	4	A	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2010-01-27	12,014,548	$0.00	12,014,548	$0.00
Common Stock	Series B Preferred Stock	Disposition	2010-01-27	2,660,832	$0.00	2,660,832	$0.00
Common Stock	Common Stock	Disposition	2010-01-27	1,672	$0.00	1,672	$0.00
Common Stock	Stock Option	Acquisiton	2010-01-27	4,654	$0.00	4,654	$11.45

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
0			No	4	C	Indirect
0			No	4	C	Indirect
4,654	2011-01-27	2020-01-27	No	4	A	Direct

Footnotes

Reporting person is a non-managing member of the general partner of Weston Presidio V, L.P., a 10% owner of Issuer. Reporting person may be deemed to have an indirect interest in the securities held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Series A Preferred Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010.
Reporting person is a non-managing member of the general partner of Weston Presidio V, L.P., a 10% owner of Issuer. Reporting person may be deemed to have an indirect interest in the Common Stock held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the Common Stock except to the extent of his pecuniary interest therein.
Securities were held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Series B Preferred Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010.
The number of shares of Issuer Common Stock received was determined in accordance with the terms of the reorganization transactions as described in the Issuer's Registration Statement dated January 21, 2010 relating to its initial public offering.
Securities were held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Common Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010.
Restricted stock grant under the Issuer's 2010 Equity Compensation Plan. Vests in full on the first anniversary of the grant date.
Stock option grant under the Issuer's 2010 Equity Compensation Plan. Vests in full on the first anniversary of the grant date.