Filing Details
- Accession Number:
- 0001437749-10-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-20 12:00:00
- Reporting Period:
- 2010-01-15
- Filing Date:
- 2010-01-20
- Accepted Time:
- 2010-01-20 16:17:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1438188 | Olav Fred Johannessen | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-01-15 | 41,035 | $6.60 | 96,365 | No | 4 | S | Indirect | By Gallissas Ltd. |
| Common Stock | Disposition | 2010-01-15 | 16,088 | $6.62 | 248,912 | No | 4 | S | Indirect | By Kalamaris Invest AG |
| Common Stock | Disposition | 2010-01-19 | 400 | $6.80 | 95,965 | No | 4 | S | Indirect | By Gallissas Ltd. |
| Common Stock | Disposition | 2010-01-19 | 6,712 | $6.76 | 242,200 | No | 4 | S | Indirect | By Kalamaris Invest AG |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Gallissas Ltd. |
| No | 4 | S | Indirect | By Kalamaris Invest AG |
| No | 4 | S | Indirect | By Gallissas Ltd. |
| No | 4 | S | Indirect | By Kalamaris Invest AG |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,039,500 | Direct | |
| Common Stock | 194,800 | Indirect | By Logar AS |
| Common Stock | 25,000 | Indirect | By Spouse |
| Common Stock | 120,000 | Indirect | By Child |
Footnotes
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on December 15, 2009.
- This figure is the weighted average sales price of multiple trades ranging from $6.58 to $6.95 per share. The reporting person undertakes to provide to the SEC Staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- This figure is the weighted average sales price of multiple trades ranging from $6.58 to $6.90 per share. The reporting person undertakes to provide to the SEC Staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- This figure is the weighted average sales price of multiple trades ranging from $6.70 to $6.87 per share. The reporting person undertakes to provide to the SEC Staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
Billionaire Hedge Funds
