Filing Details
- Accession Number:
- 0001110803-10-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-01 12:00:00
- Reporting Period:
- 2010-01-28
- Filing Date:
- 2010-02-01
- Accepted Time:
- 2010-02-01 19:57:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1110803 | Illumina Inc | ILMN | Laboratory Analytical Instruments (3826) | 330804655 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189130 | T Jay Flatley | 9885 Towne Centre Drive San Diego CA 92121-1975 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-01-28 | 20,700 | $36.33 | 508,125 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-28 | 4,000 | $37.38 | 504,125 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-28 | 300 | $38.25 | 503,825 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-01-28 | 25,000 | $0.00 | 528,825 | No | 4 | A | Direct | |
Common Stock | Disposition | 2010-01-29 | 2,100 | $36.69 | 526,725 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-02-01 | 2,334 | $37.24 | 524,391 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2010-01-28 | 225,000 | $0.00 | 225,000 | $36.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
225,000 | 2010-02-28 | 2020-01-28 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 23,600 | Indirect | by Daughters |
Footnotes
- The sale was made pursuant to a 10b5-1 plan.
- Weighted average sale price representing 20,700 shares sold ranging from $35.94 to $36.93 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- Weighted average sale price representing 4,000 shares sold ranging from $37.03 to $37.86 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- Weighted average sale price representing 300 shares sold ranging from $38.21 to $38.28 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- Grant of restricted stock units which vest as follows: 15% of the Shares subject to the Award become vested one year from date of grant, 20% of the Shares subject to the Award become vested two years from date of grant, 30% of the Shares subject to the Award become vested three years from date of grant, 35% of the Shares subject to the Award become vested four years from date of grant, subject to Awardee's continuing to be a Service Provider on such dates.
- One-forty eighth (1/48) of the Shares subject to the Option become exercisable on the date indicated above, subject to Optionee's continuing to be a Service Provider on such date. An additional one-forty eighth (1/48) of the Shares subject to the Option shall become exercisable each full month therafter, subject to Optionee's continuing to be a Service Provider on such date.