Filing Details

Accession Number:
0001104659-10-001196
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-11 12:00:00
Reporting Period:
2010-01-06
Filing Date:
2010-01-11
Accepted Time:
2010-01-11 21:54:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282631 Netlist Inc NLST Semiconductors & Related Devices (3674) 954812784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1381057 K Chun Hong C/O Netlist, Inc.
51 Discovery, Suite 150
Irvine CA 92618
President,Ceo & Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-01-06 12,500 $5.78 2,987,500 No 4 S Indirect Hong-Cha Community Property Trust
Common Stock Disposition 2010-01-06 12,500 $6.00 2,975,000 No 4 S Indirect Hong-Cha Community Property Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Hong-Cha Community Property Trust
No 4 S Indirect Hong-Cha Community Property Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,468,750 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.