Home > Insider Trading > Filing (0001140361-10-001035)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1063494	Kbw Inc.	KBW	Security Brokers, Dealers & Flotation Companies (6211)	134055775

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1380492	B. Thomas Michaud	C/O Kbw, Inc. 787 Seventh Avenue New York NY 10019	Director, Vice Chairman, Coo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Disposition	2010-01-04	100	$28.00	699,965	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2010-01-05	6,500	$28.02	693,465	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2010-01-06	600	$28.00	692,865	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 13, 2009.
The price reported represents the weighted average price of shares sold. The shares sold on January 5, 2010 were sold at varying prices in the range of $28.00-$28.08. The shares sold on January 6, 2010 were sold at varying prices in the range of $28.00-$28.01. Upon the request of the Commission staff, the issuer, or a security holder of the issuer, full information will be provided regarding the number of shares sold at each separate price.