Filing Details
- Accession Number:
- 0001209191-10-001672
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-06 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-01-06
- Accepted Time:
- 2010-01-06 12:12:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
54991 | Keithley Instruments Inc | KEI | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 340794417 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1073329 | P Joseph Keithley | Keithley Instruments, Inc. 28775 Aurora Road Solon OH 44139 | Director, Chairman, Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2010-01-04 | 100 | $4.63 | 130,493 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2010-01-04 | 1,000 | $4.77 | 131,493 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2010-01-05 | 699 | $4.70 | 132,192 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2010-01-05 | 300 | $4.72 | 132,492 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Shares | 1,954,816 | Indirect | Partnership |
Class B Common Shares | 46,062 | Indirect | Trust |
Class B Common Shares | 130,000 | Direct | |
Restricted Common Shares | 1,308 | Direct | |
Common Shares | 2,448 | Indirect | Wife |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Common Share Option | $45.13 | 2002-08-02 | 2010-08-01 | 120,000 | 120,000 | Direct |
Common Shares | Common Share Option | $18.41 | 2003-07-25 | 2011-07-24 | 100,000 | 100,000 | Direct |
Common Shares | Common Share Option | $13.76 | 2004-07-24 | 2012-07-23 | 100,000 | 100,000 | Direct |
Common Shares | Common Share Option | $16.12 | 2005-08-10 | 2013-07-18 | 100,000 | 100,000 | Direct |
Common Shares | Common Share Option | $18.75 | 2005-02-15 | 2014-07-16 | 70,000 | 70,000 | Direct |
Common Shares | Common Share Option | $15.05 | 2007-10-04 | 2015-10-03 | 55,000 | 55,000 | Direct |
Common Shares | Common Share Option | $9.12 | 2009-11-09 | 2017-11-09 | 38,300 | 38,300 | Direct |
Common Shares | Performance Award Unit | $0.00 | 2010-09-30 | 19,300 | 19,300 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2010-08-01 | 120,000 | 120,000 | Direct |
2011-07-24 | 100,000 | 100,000 | Direct |
2012-07-23 | 100,000 | 100,000 | Direct |
2013-07-18 | 100,000 | 100,000 | Direct |
2014-07-16 | 70,000 | 70,000 | Direct |
2015-10-03 | 55,000 | 55,000 | Direct |
2017-11-09 | 38,300 | 38,300 | Direct |
19,300 | 19,300 | Direct |
Footnotes
- Keithley Investment Co. Limited Partnership
- Joseph F. Keithley 1988 Family Trust - reporting person is Trustee
- The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2009.
- Restricted shares will become fully vested on December 1, 2010
- Date reported applies to 50% of total, one-half of the balance is then exercisable in each succeeding year.
- Each Performance Award Unit represents the right to receive one common share. The number of units initially awarded, the target, is shown above. The actual number of units that will be awarded and converted to shares is based upon: a) the Company's revenue growth as compared to a defined Peer Group and, b) the Company maintaining an acceptable level of profitability during the performance period which ends on the date exercisable (the "vesting date"). Awarded units are automatically converted to shares under the Plan on or before the December 31st following the Vesting Date.