Filing Details
- Accession Number:
- 0001144204-10-004492
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-29 12:00:00
- Reporting Period:
- 2010-01-27
- Filing Date:
- 2010-01-29
- Accepted Time:
- 2010-01-29 16:10:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895642 | Ener1 Inc | HEV | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 592479377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1482548 | Jeffrey Seidel | 1540 Broadway Suite 25C, New York NY US 10036 | Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-01-27 | 10,000 | $4.10 | 10,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock option | $7.25 | 2009-10-30 | 2013-10-30 | 20,000 | 20,000 | Direct |
Common Stock | Stock option | $7.25 | 2009-10-30 | 2008-10-30 | 55,000 | 55,000 | Direct |
Common Stock | Stock option | $4.05 | 2010-02-17 | 2014-02-17 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-10-30 | 20,000 | 20,000 | Direct |
2008-10-30 | 55,000 | 55,000 | Direct |
2014-02-17 | 20,000 | 20,000 | Direct |
Footnotes
- Incentive stock option vests one third on each annual anniversary date.
- Performance based options which are earned based upon achieving certain performance goals. Options that are earned vest one third on each annual anniversary date of the grant.