Filing Details
- Accession Number:
- 0001127602-10-000420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-05 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-01-05
- Accepted Time:
- 2010-01-05 14:31:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 810136 | Photronics Inc | PLAB | Semiconductors & Related Devices (3674) | 060854886 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1367036 | J Christopher Progler | 15 Secor Road Brookfield CT 06804 | Vp,Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-12-31 | 12,500 | $0.76 | 52,800 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2009-12-31 | 4,100 | $4.45 | 48,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-12-31 | 400 | $4.46 | 48,300 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-12-31 | 400 | $4.46 | 47,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-12-31 | 1,962 | $4.46 | 45,938 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-12-31 | 1,938 | $4.46 | 44,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-12-31 | 200 | $4.47 | 43,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-12-31 | 3,000 | $4.47 | 40,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-12-31 | 200 | $4.47 | 40,600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-12-31 | 300 | $4.48 | 40,300 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2009-12-31 | 12,500 | $0.00 | 12,500 | $0.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 37,500 | 2018-11-10 | No | 4 | X | Direct |
Footnotes
- The stock options vest 25% over 4 years on the anniversary date of the grant.
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