Filing Details
- Accession Number:
- 0000768835-10-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-13 12:00:00
- Reporting Period:
- 2010-01-12
- Filing Date:
- 2010-01-13
- Accepted Time:
- 2010-01-13 16:29:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 768835 | Big Lots Inc | BIG | Retail-Variety Stores (5331) | 061119097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191213 | A Brad Waite | 300 Phillipi Road Columbus OH 43228 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-12 | 15,000 | $15.05 | 42,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-01-12 | 11,625 | $12.66 | 54,125 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-01-12 | 9,375 | $21.06 | 63,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-12 | 36,000 | $30.03 | 27,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Purchase Option | Disposition | 2010-01-12 | 15,000 | $0.00 | 15,000 | $15.05 |
| Common Stock | Stock Purchase Option | Disposition | 2010-01-12 | 11,625 | $0.00 | 11,625 | $12.66 |
| Common Stock | Stock Purchase Option | Disposition | 2010-01-12 | 9,375 | $0.00 | 9,375 | $21.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-11-15 | 2014-02-23 | No | 4 | M | Direct |
| 11,625 | 2013-02-24 | No | 4 | M | Direct | |
| 28,125 | 2015-03-07 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was made pursuant to a plan intended to comply with Rule 10b5-1.
- The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $30.00 to $30.11. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- The date upon which the Stock Purchase Option became fully exercisable.
- The Stock Purchase Option vests in four equal annual installments beginning on February 24, 2007.
- The Stock Purchase Option vests in four equal annual installments beginning on March 7, 2009.
Billionaire Hedge Funds
