Filing Details
- Accession Number:
- 0001181431-10-003287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-15 12:00:00
- Reporting Period:
- 2010-01-13
- Filing Date:
- 2010-01-15
- Accepted Time:
- 2010-01-15 18:06:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297401 | Dreamworks Animation Skg Inc. | DWA | Services-Motion Picture & Video Tape Production (7812) | 680589190 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1416058 | John Batter | C/O Dreamworks Animation Skg, Inc. 1000 Flower Street Glendale CA 91201 | Co-President Of Production | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-01-14 | 3,932 | $31.37 | 71,635 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2010-01-14 | 3,932 | $40.43 | 67,703 | No | 4 | S | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-01-14 | 741 | $32.86 | 68,444 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2010-01-14 | 741 | $40.61 | 67,703 | No | 4 | S | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2010-01-14 | 75 | $40.95 | 67,628 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Appreciation Rights | Disposition | 2010-01-13 | 17,000 | $0.00 | 17,000 | $31.37 |
| Class A Common Stock | Stock Appreciation Rights | Disposition | 2010-01-13 | 3,804 | $0.00 | 3,804 | $32.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,319 | 2017-11-02 | No | 4 | M | Direct | |
| 3,804 | 2017-08-03 | No | 4 | M | Direct |
Footnotes
- The stock appreciation rights vest in four installments. The stock appreciation rights exercised vested on November 2, 2008 and November 2, 2009.
- The stock appreciation rights vest in four installments. The stock appreciation rights exercised vested on August 3, 2008 and August 3, 2009.
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