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Filing Details

Accession Number:: 0001225208-10-001037
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-01-06 12:00:00
Reporting Period:: 2010-01-04

Filing Date:: 2010-01-06
Accepted Time:: 2010-01-06 20:23:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
910073	New York Community Bancorp Inc	NYB	Savings Institutions, Not Federally Chartered (6036)	061377322

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1215098	L Max Kupferberg	615 Merrick Avenue Westbury NY 11590		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2009-02-27	100,000	$0.00	595,584	No	5	J	Direct
Common Stock	Acquisiton	2009-05-26	52,000	$0.00	647,584	No	5	J	Direct
Common Stock	Disposition	2009-07-27	52,000	$0.00	595,584	No	5	G	Direct
Common Stock	Disposition	2009-08-26	46,000	$0.00	549,584	No	5	J	Direct
Common Stock	Acquisiton	2009-12-23	26,350	$0.00	575,934	No	5	J	Direct
Common Stock	Disposition	2009-12-23	26,350	$0.00	53,650	No	5	J	Indirect	By Max Kupferberg 2008 GRAT II
Common Stock	Acquisiton	2009-02-27	100,000	$0.00	100,000	No	5	J	Indirect	By Max Kupferberg 2009 GRAT
Common Stock	Acquisiton	2009-08-26	46,000	$0.00	46,000	No	5	J	Indirect	By Max Kupferberg 2009 GRAT II
Common Stock	Disposition	2009-05-26	52,000	$0.00	0	No	5	J	Indirect	By Max Kupferberg GRAT I
Common Stock	Disposition	2009-05-26	52,000	$0.00	0	No	5	J	Indirect	By Selma Kupferberg 2008 GRAT I
Common Stock	Disposition	2009-12-23	26,350	$0.00	53,650	No	5	J	Indirect	By Selma Kupferberg 2008 GRAT II
Common Stock	Acquisiton	2009-02-27	50,000	$0.00	50,000	No	5	J	Indirect	By Selma Kupferberg 2009 GRAT
Common Stock	Acquisiton	2009-08-26	46,000	$0.00	46,000	No	5	J	Indirect	By Selma Kupferberg 2009 GRAT II
Common Stock	Disposition	2009-02-27	50,000	$0.00	69,389	No	5	J	Indirect	By Spouse
Common Stock	Acquisiton	2009-05-26	52,000	$0.00	121,389	No	5	J	Indirect	By Spouse
Common Stock	Disposition	2009-08-26	46,000	$0.00	75,389	No	5	J	Indirect	By Spouse
Common Stock	Acquisiton	2009-12-23	26,350	$0.00	101,739	No	5	J	Indirect	By Spouse
Common Stock	Disposition	2010-01-04	10,000	$14.36	760,260	No	4	S	Indirect	Trustee for KRT

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	J	Direct
No	5	J	Direct
No	5	G	Direct
No	5	J	Direct
No	5	J	Direct
No	5	J	Indirect	By Max Kupferberg 2008 GRAT II
No	5	J	Indirect	By Max Kupferberg 2009 GRAT
No	5	J	Indirect	By Max Kupferberg 2009 GRAT II
No	5	J	Indirect	By Max Kupferberg GRAT I
No	5	J	Indirect	By Selma Kupferberg 2008 GRAT I
No	5	J	Indirect	By Selma Kupferberg 2008 GRAT II
No	5	J	Indirect	By Selma Kupferberg 2009 GRAT
No	5	J	Indirect	By Selma Kupferberg 2009 GRAT II
No	5	J	Indirect	By Spouse
No	5	J	Indirect	By Spouse
No	5	J	Indirect	By Spouse
No	5	J	Indirect	By Spouse
No	4	S	Indirect	Trustee for KRT

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	536,377	Indirect	As Partner
Common Stock	1,105,821	Indirect	As shareholder of the Max K One LLC
Common Stock	185,777	Indirect	By Kupferberg Foundation
Common Stock	97,288	Indirect	Max & Selma Kupferberg Foundation
Common Stock	7,666	Indirect	Trustee for EW of JK FBO LC
Common Stock	7,666	Indirect	Trustee for EW of JK FBO MK
Common Stock	30,000	Indirect	Trustee for GST

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$15.41	2002-07-24	2012-01-24	216,000	216,000	Direct
Common Stock	Stock Option (right to buy)	$13.85	2003-07-24	2012-07-24	45,333	45,333	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2012-01-24	216,000	216,000	Direct
2012-07-24	45,333	45,333	Direct

Footnotes

100,000 shares previously held by direct ownership have been transferred and are now held by the Max Kupferberg 2009 GRAT I.
52,000 shares previously held by Max Kupferberg GRAT I have been transferred and are now held directly.
On July 27, 2009, Mr. Kupferberg gifted 52,000 shares to an educational foundation.
46,000 shares previously held by direct ownership have been transferred and are now held by the Max Kupferberg 2009 GRAT II.
26,350 shares previously held by Max Kupferberg 2008 GRAT II have been transferred and are now held directly.
52,000 shares previously held by Selma Kupferberg 2008 GRAT I have been transferred and are now held by Spouse.
26,350 shares previously held by Selma Kupferberg 2008 GRAT II have been transferred and are now held by Spouse.
50,000 shares previously held by Spouse have been transferred and are now held by the Selma Kupferberg 2009 GRAT I.
46,000 shares previously held by Spouse have been transferred and are now held by the Selma Kupferberg 2009 GRAT II.
The shares being sold from the Kepco Inc. 401(k) Savings and Retirement Plan are pursuant to a 10b5-1 Plan that was submitted to, and approved by, the Board of Directors of New York Community Bancorp, Inc. on May 19, 2009. The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, in accordance with the obligations of the Kepco plan administrators.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.26 to $14.56, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
Stock Options automatically granted pursuant to the reload feature of the New York Community Bancorp, Inc. 1997 Stock Option Plan that were exercisable on July 24, 2002.
Stock Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan vest in equal installments beginning on July 24, 2003 and were fully vested and exercisable as of July 24, 2005.