Filing Details
- Accession Number:
- 0001140361-10-002346
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-21 12:00:00
- Reporting Period:
- 2010-01-20
- Filing Date:
- 2010-01-21
- Accepted Time:
- 2010-01-21 20:22:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1095981 | Cytori Therapeutics Inc. | CYTX | Surgical & Medical Instruments & Apparatus (3841) | 330827593 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1259720 | Carmack E Holmes | 3020 Callan Road San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-01-20 | 10,000 | $3.47 | 12,472 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-01-20 | 10,000 | $3.12 | 22,472 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-01-20 | 3,900 | $9.00 | 18,572 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-20 | 1,000 | $9.01 | 17,572 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-20 | 800 | $9.04 | 16,772 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-20 | 3,400 | $9.05 | 13,372 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-20 | 2,200 | $9.06 | 11,172 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-20 | 2,300 | $9.07 | 8,872 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-20 | 100 | $9.08 | 8,772 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-20 | 1,300 | $9.08 | 7,472 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-20 | 500 | $9.09 | 6,972 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-20 | 400 | $9.10 | 6,572 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-20 | 800 | $9.12 | 5,772 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-20 | 1,300 | $9.13 | 4,472 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-20 | 1,500 | $9.14 | 2,972 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-20 | 500 | $9.16 | 2,472 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-01-20 | 10,000 | $0.00 | 20,000 | $3.47 |
Common Stock | Non-Qualified Stock Option | Disposition | 2010-01-20 | 10,000 | $0.00 | 35,000 | $3.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
205,000 | 2004-08-11 | 2013-08-11 | No | 4 | M | Direct |
195,000 | 2005-03-02 | 2015-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,161 | Indirect | By Trust |
Footnotes
- The exercise of stock options and sales of shares were executed pursuant to a Rule 10b5-1 Trading Plan.
- These shares are held of record by E. Carmack Holmes & Carolyn K Holmes TTEE, Holmes Living Trust DD 05/15/92.
- The option vests 1/48th each month after a one-year cliff from date of grant.
- The options vest as to 1/48th each month from date of grant.