Filing Details

Accession Number:
0001012975-10-000023
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-28 12:00:00
Reporting Period:
2010-01-26
Filing Date:
2010-01-28
Accepted Time:
2010-01-28 10:51:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024520 World Heart Corp WHRT Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441563 Jeani Delagardelle C/O New Leaf Ventures
2500 Sand Hill Road, Suite 203
Menlo Park CA 94025
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-01-26 388,350 $5.15 3,721,683 No 4 P Indirect See Footnote 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote 2
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Acquisiton 2010-01-26 388,350 $5.15 388,350 $4.90
Common Stock Warrants (right to buy) Acquisiton 2010-01-26 388,350 $5.15 388,350 $4.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
388,350 2010-01-26 2011-04-26 No 4 P Indirect
776,700 2010-01-26 2015-01-26 No 4 P Indirect
Footnotes
  1. Represents the per unit purchase price of a share of common stock, a 15-month warrant to purchase one share of common stock and a five-year warrant to purchase one share of common stock.
  2. The Reporting Person is a member of New Leaf Venture Management II, L.L.C., the sole general partner of New Leaf Venture Associates II, L.P., the sole general partner of New Leaf Ventures II, L.P. ("NLV II"), which is the beneficial owner of 3,721,683 shares of the Issuer's Common Shares and Warrants entitling NLV II to purchase 776,700 shares of the Issuer's Common Shares in the aggregate. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NLV II shares and warrants in which the Reporting Person has no actual pecuniary interest therein.