Filing Details
- Accession Number:
- 0001209191-10-004882
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-01-26 12:00:00
- Reporting Period:
- 2009-11-10
- Filing Date:
- 2010-01-26
- Accepted Time:
- 2010-01-26 17:51:33
- Original Submission Date:
- 2009-12-01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040719 | Walter Investment Management Corp | WAC | Real Estate Investment Trusts (6798) | 133950486 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1461836 | John Denmar Dixon | C/O Walter Investment Management Corp. 3000 Bayport Drive, Suite 1100 Tampa FL 33607 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-11-30 | 1,300 | $11.96 | 34,345 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2009-11-30 | 700 | $11.96 | 35,045 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2009-11-30 | 1,200 | $11.94 | 36,245 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2009-11-30 | 1,798 | $11.95 | 38,043 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,500 | Indirect | By Richard Dixon inter vivos trust |
Footnotes
- On May 6, 2009, the Reporting Person filed a Form 4 that incorrectly listed the "Amount of Securities Beneficially Owned Following Reported Transaction" (Table I, Box 5) as 12,889. Due to a clerical error, this amount did not include 3,078 shares of restricted stock awarded on April 29, 2009 and reported on Form 4 on May 1, 2009. This error was carried through on subsequent Form 4's filed by the Reporting Person. This Form 4 corrects this error.
- 2. Through a clerical error, the original Form 4 filed on December 1, 2009 did not include the indirect ownership of shares set forth herein. Prior Form 4's for this Reporting Person did include such shares. The Reporting Person is a co-trustee of the trust. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.