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Home > Insider Trading > Filing (0001144204-10-003846)

Filing Details

Accession Number:: 0001144204-10-003846
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-01-27 12:00:00
Reporting Period:: 2010-01-27

Filing Date:: 2010-01-27
Accepted Time:: 2010-01-27 16:23:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
895642	Ener1 Inc	HEV	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	592479377

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1351384	Charles Gassenheimer	C/O Ener1, Inc. 1540 Broadway Suite 25C New York NY US 10036	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-01-27	600	$4.07	286,314	No	4	P	Direct
Common Stock	Acquisiton	2010-01-27	2,090	$4.10	288,404	No	4	P	Direct
Common Stock	Acquisiton	2010-01-27	2,800	$4.11	291,204	No	4	P	Direct
Common Stock	Acquisiton	2010-01-27	5,733	$4.14	296,937	No	4	P	Direct
Common Stock	Acquisiton	2010-01-27	8,777	$4.15	305,714	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	warrant	$2.10	2007-01-05	2012-01-05	71,429	71,429	Direct
Common Stock	stock option	$4.90	2007-12-19	2012-12-19	142,858	142,858	Direct
Common Stock	stock option	$4.05	2009-02-17	2014-02-17	200,000	200,000	Direct
Common Stock	stock option	$6.55	2009-05-19	2014-05-19	200,000	200,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2012-01-05	71,429	71,429	Direct
2012-12-19	142,858	142,858	Direct
2014-02-17	200,000	200,000	Direct
2014-05-19	200,000	200,000	Direct

Footnotes

Open market purchase of common stock.
Stock options immediately vest except options granted May 19, 2009, which vest one third each year on the anniversary date of the grant and are subject to performance milestones.