Filing Details
- Accession Number:
- 0000893877-10-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-06 12:00:00
- Reporting Period:
- 2010-01-04
- Filing Date:
- 2010-01-06
- Accepted Time:
- 2010-01-06 20:39:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912603 | Schnitzer Steel Industries Inc | SCHN | Wholesale-Misc Durable Goods (5090) | 930341923 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249493 | S Carol Lewis | 3200 Nw Yeon Avenue Portland OR 97210 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-01-04 | 4,200 | $0.00 | 4,200 | No | 4 | C | Indirect | By Voting Trust |
| Class A Common Stock | Disposition | 2010-01-04 | 4,200 | $0.00 | 0 | No | 5 | Z | Indirect | By Voting Trust |
| Class A Common Stock | Acquisiton | 2010-01-04 | 4,200 | $0.00 | 8,700 | No | 5 | Z | Indirect | By Trust |
| Class A Common Stock | Disposition | 2010-01-04 | 4,200 | $50.00 | 4,500 | No | 4 | S | Indirect | By Trust |
| Class A Common Stock | Acquisiton | 2010-01-05 | 15,800 | $0.00 | 15,800 | No | 4 | C | Indirect | By Voting Trust |
| Class A Common Stock | Disposition | 2010-01-05 | 15,800 | $0.00 | 0 | No | 5 | Z | Indirect | By Voting Trust |
| Class A Common Stock | Acquisiton | 2010-01-05 | 15,800 | $0.00 | 20,300 | No | 5 | Z | Indirect | By Trust |
| Class A Common Stock | Disposition | 2010-01-05 | 15,800 | $50.00 | 4,500 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Voting Trust |
| No | 5 | Z | Indirect | By Voting Trust |
| No | 5 | Z | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | C | Indirect | By Voting Trust |
| No | 5 | Z | Indirect | By Voting Trust |
| No | 5 | Z | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2010-01-04 | 4,200 | $0.00 | 4,200 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2010-01-05 | 15,800 | $0.00 | 15,800 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 246,798 | No | 4 | C | Indirect | ||
| 230,998 | No | 4 | C | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 15,000 | 15,000 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 36,921 | 36,921 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 15,000 | 15,000 | Indirect | |
| 36,921 | 36,921 | Indirect |
Footnotes
- Class B Common Stock is immediately convertible on a one-for-one basis into Class A Common Stock and has no expiration date.
- Shares are held by trust under Trust Agreement dated January 30, 1970 of which Carol Lewis is the primary beneficiary.
- Voting trust certificates or shares, as the case may be, are held by Carol S. Lewis 2008 Annuity Trust.
- Voting trust certificates or shares, as the case may be, are held by Carol S. Lewis, U/A/D January 11, 1999 with Carol S. Lewis.
- Shares were sold pursuant to a pre-established Rule 10b5-1 plan.
Billionaire Hedge Funds
