Filing Details
- Accession Number:
- 0001209191-10-005768
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-01 12:00:00
- Reporting Period:
- 2010-01-28
- Filing Date:
- 2010-02-01
- Accepted Time:
- 2010-02-01 15:59:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389072 | Heartware International Inc. | HTWR | Surgical & Medical Instruments & Apparatus (3841) | 980498958 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1404237 | Jeffrey Larose | C/O Heartware International, Inc. 205 Newbury Street, Suite 101 Framingham MA 01701 | Chief Scientifc Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-01-28 | 6,246 | $38.00 | 822 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- These shares were sold pursuant to a pre-arranged trading plan adopted by the reporting person on November 6, 2009 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.