Filing Details
- Accession Number:
- 0000943374-10-000159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-28 12:00:00
- Reporting Period:
- 2010-01-28
- Filing Date:
- 2010-01-28
- Accepted Time:
- 2010-01-28 17:40:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1338248 | New England Bancshares Inc. | NEBS | Savings Institution, Federally Chartered (6035) | 043693643 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201610 | T Peter Dow | 855 Enfield Street Enfield CT 06082 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-01-28 | 4,538 | $5.51 | 20,158 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,143 | Direct | |
Common Stock | 2,019 | Indirect | By Stock Award |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $12.84 | 2007-09-11 | 2016-09-11 | 5,354 | 5,354 | Direct |
Common Stock | Stock Option (Right to Buy) | $6.40 | 2004-02-11 | 2013-02-11 | 14,498 | 14,498 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-09-11 | 5,354 | 5,354 | Direct |
2013-02-11 | 14,498 | 14,498 | Direct |
Footnotes
- Stock Awards granted pursuant to the New England Bancshares, Inc. 2006 Equity Incentive Plan vest ratably over the five year period commencing on September 11, 2007.
- Stock Option granted pursuant to the New England Bancshares, Inc. 2006 Equity Incentive Plan vest ratably over the five year period commencing on September 11, 2007.
- Stock Options granted pursuant to the New England Bancshares, Inc. 2003 Stock-Based Incentive Plan vest ratably over the five year period commencing on February 11, 2004.