Filing Details
- Accession Number:
- 0001181431-10-003141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-14 12:00:00
- Reporting Period:
- 2010-01-12
- Filing Date:
- 2010-01-14
- Accepted Time:
- 2010-01-14 18:51:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 890491 | Barnes & Noble Inc | BKS | Retail-Miscellaneous Shopping Goods Stores (5940) | 061196501 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1015899 | W Ronald Burkle | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | Yes | No | |
| 1431428 | Yucaipa American Alliance Fund Ii Lp | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | Yes | No | |
| 1452578 | Yucaipa American Alliance (Parallel) Fund Ii, L.p. | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | No | Yes | |
| 1452579 | Yucaipa American Alliance Fund Ii, Llc | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | No | Yes | |
| 1452932 | Yucaipa American Management, Llc | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | No | Yes | |
| 1452934 | Yucaipa American Funds, Llc | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-12 | 30,410 | $17.96 | 6,204,288 | No | 4 | P | Indirect | Please see footnote and Remarks below. |
| Common Stock | Acquisiton | 2010-01-12 | 20,034 | $17.96 | 4,087,369 | No | 4 | P | Indirect | Please see footnote and Remarks below. |
| Common Stock | Acquisiton | 2010-01-13 | 120,750 | $18.35 | 6,325,038 | No | 4 | P | Indirect | Please see footnote and Remarks below. |
| Common Stock | Acquisiton | 2010-01-13 | 79,550 | $18.35 | 4,166,919 | No | 4 | P | Indirect | Please see footnote and Remarks below. |
| Common Stock | Acquisiton | 2010-01-14 | 150,263 | $18.44 | 6,475,301 | No | 4 | P | Indirect | Please see footnote and Remarks below. |
| Common Stock | Acquisiton | 2010-01-14 | 98,993 | $18.44 | 4,265,912 | No | 4 | P | Indirect | Please see footnote and Remarks below. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Please see footnote and Remarks below. |
| No | 4 | P | Indirect | Please see footnote and Remarks below. |
| No | 4 | P | Indirect | Please see footnote and Remarks below. |
| No | 4 | P | Indirect | Please see footnote and Remarks below. |
| No | 4 | P | Indirect | Please see footnote and Remarks below. |
| No | 4 | P | Indirect | Please see footnote and Remarks below. |
Footnotes
- Weighted average price.
- After giving effect to all transactions reported in this Form 4, the aggregate amount of Common Stock held by YAAF II as of January 14, 2010, is 6,475,301 shares.
- These shares are held directly by Yucaipa American Alliance Fund II, L.P. ("YAAF II").
- After giving effect to all transactions reported in this Form 4, the aggregate amount of Common Stock held by YAAF II Parallel as of January 14, 2010, is 4,265,912 shares.
- These shares are held directly by Yucaipa American Alliance (Parallel) Fund II, L.P. ("YAAF II Parallel").
Billionaire Hedge Funds
