Filing Details
- Accession Number:
- 0001140361-10-001866
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-01-14 12:00:00
- Reporting Period:
- 2009-09-24
- Filing Date:
- 2010-01-14
- Accepted Time:
- 2010-01-14 18:25:58
- Original Submission Date:
- 2010-01-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1088787 | China Direct Industries Inc. | CDII | Primary Smelting & Refining Of Nonferrous Metals (3330) | 133876100 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1317763 | M David Barnes | C/O China Direct Industries, Inc. 431 Fairway Drive, Ste 200 Deerfield Beach FL 33441 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Disposition | 2009-09-24 | 4,000 | $1.71 | 30,500 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value | Disposition | 2010-01-04 | 4,000 | $1.80 | 26,500 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value | Disposition | 2010-01-06 | 4,000 | $1.95 | 22,500 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value | Disposition | 2010-01-06 | 4,000 | $2.15 | 18,500 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value | Disposition | 2010-01-06 | 5,250 | $2.25 | 13,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares sold by the reporting person pursuant to a 10b5-1 trading plan.
- This amount incorrectly included 7,500 shares on the reporting person's original Form 4 filed on January 6, 2010.