Filing Details
- Accession Number:
- 0000923876-10-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-15 12:00:00
- Reporting Period:
- 2009-12-10
- Filing Date:
- 2010-01-15
- Accepted Time:
- 2010-01-15 18:35:26
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191901 | J Timothy Shaheen | 550 South Hope Street Ste 2850 Los Angeles CA 90071 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2009-12-10 | 185 | $0.00 | 37,663 | No | 5 | G | Direct | |
Common Stock | Disposition | 2010-01-13 | 2,000 | $11.40 | 0 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2010-01-13 | 2,000 | $11.45 | 0 | No | 4 | S | Indirect | By Trust |
Common Stock | Acquisiton | 2010-01-14 | 30,000 | $0.00 | 67,663 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-01-14 | 100,000 | $0.00 | 100,000 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2020-01-14 | No | 4 | A | Direct |
Footnotes
- Includes 942 shares allocated to the Reporting Person under the Outside Director Compensation Plan for services rendered by the Reporting Person as a director of the Issuer during the 12 month period ended June 30, 2009, which shares will vest on January 31, 2010.
- 2,000 shares were sold by a trust for the benefit of the Reporting Person's daughter. The Reporting Person is custodian of this trust. The Reporting Person dislcaims beneficial ownership of these securities held by this trust.
- 2,000 shares were sold by a trust for the benefit of the Reporting Person's son. The Reporting Person is custodian of this trust. The Reporting Person dislcaims beneficial ownership of these securities held by this trust.
- Shares issued to the Reporting Person under the Issuer's 2009 Equity Incentive Plan. The employee has a contractual agreement not to sell any of these shares for a period of three years following issuance.
- Options, which were authorized under the Issuer's 2009 Equity Incentive Plan and which were granted to the Reporting Person on January 14, 2010, vest one-third immediately, one-third on January 14, 2011, and one-third on January 14, 2012.