Filing Details
- Accession Number:
- 0001193805-10-000236
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-26 12:00:00
- Reporting Period:
- 2010-01-22
- Filing Date:
- 2010-01-26
- Accepted Time:
- 2010-01-26 16:01:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
922521 | Falconstor Software Inc | FALC | Services-Prepackaged Software (7372) | 770216135 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1022123 | Barry Rubenstein | 68 Wheatley Road Brookville NY 11545 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-01-22 | 11,610 | $3.35 | 860,867 | No | 4 | P | Indirect | By Woodland Partners |
Common Stock | Acquisiton | 2010-01-22 | 10,119 | $3.31 | 870,986 | No | 4 | P | Indirect | By Woodland Partners |
Common Stock | Acquisiton | 2010-01-22 | 6,271 | $3.28 | 877,257 | No | 4 | P | Indirect | By Woodland Partners |
Common Stock | Acquisiton | 2010-01-25 | 412 | $3.28 | 877,669 | No | 4 | P | Indirect | By Woodland Partners |
Common Stock | Acquisiton | 2010-01-25 | 2,009 | $3.29 | 879,678 | No | 4 | P | Indirect | By Woodland Partners |
Common Stock | Acquisiton | 2010-01-25 | 27,579 | $3.30 | 907,257 | No | 4 | P | Indirect | By Woodland Partners |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Woodland Partners |
No | 4 | P | Indirect | By Woodland Partners |
No | 4 | P | Indirect | By Woodland Partners |
No | 4 | P | Indirect | By Woodland Partners |
No | 4 | P | Indirect | By Woodland Partners |
No | 4 | P | Indirect | By Woodland Partners |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 941,000 | Direct | |
Common Stock | 187,900 | Indirect | By Brookwood Partners, L.P. |
Common Stock | 131,323 | Indirect | By Seneca Ventures |
Common Stock | 1,258 | Indirect | By Spouse |
Common Stock | 436,800 | Indirect | By Woodland Venture Fund |
Footnotes
- Held by Woodland Partners. Mr. Rubenstein is a general partner of Woodland Partners. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Includes 100,000 shares held jointly by Barry Rubenstein and Marilyn Rubenstein (spouse).
- Held by Brookwood Partners, L.P. Mr. Rubenstein is a general partner of Brookwood Partners, L.P. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Held by Seneca Ventures. Mr. Rubenstein is a general partner of Seneca Ventures. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Held by Woodland Venture Fund. Mr. Rubenstein is a general partner of Woodland Venture Fund. Mr. Rubenstein disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.