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Home > Insider Trading > Filing (0001003344-10-000002)

Filing Details

Accession Number:: 0001003344-10-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-01-15 12:00:00
Reporting Period:: 2010-01-14

Filing Date:: 2010-01-15
Accepted Time:: 2010-01-15 11:07:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1003344	Headwaters Inc	HW	Miscellaneous Products Of Petroleum & Coal (2990)	870547337

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1249877	Sam R Christensen	10653 S. Riverfront Parkway, Suite 300 South Jordan UT 84095		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-01-14	500	$12.50	19,800	No	4	P	Indirect	by Partnership

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	by Partnership

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Short Put (obligation to buy)	Disposition	2010-01-14	500	$0.00	500	$12.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
900	2009-09-09	2010-02-28	No	4	S	Indirect

Footnotes

An affiliate of the reporting person bought 500 shares at $12.50 per share pursuant to a stock purchase agreement dated September 9, 2009.