Filing Details
- Accession Number:
- 0001457990-10-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-07 12:00:00
- Reporting Period:
- 2010-01-06
- Filing Date:
- 2010-01-07
- Accepted Time:
- 2010-01-07 13:52:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912147 | Royce Micro-Cap Trust Inc | RMT | () | 133739778 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457990 | Jr. E. Jack Fockler | C/O Royce &Amp; Associates, Llc 745 Fifth Avenue New York NY 10151 | Vice President | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-01-06 | 17,860 | $7.49 | 2,140 | No | 4 | S | Indirect | Held in trust |
| Common Stock | Disposition | 2010-01-06 | 17,860 | $7.49 | 2,140 | No | 4 | S | Indirect | Held in wife's trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Held in trust |
| No | 4 | S | Indirect | Held in wife's trust |
Footnotes
- Shares held in the Jack E. Fockler, Jr. Revocable Trust u/a dated 5/10/2001.
- Shares held in the Cheryl L. Fockler Revocable Trust u/a dated 5/10/2001
Billionaire Hedge Funds
