Filing Details

Accession Number:
0001104659-10-002464
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-21 12:00:00
Reporting Period:
2010-01-19
Filing Date:
2010-01-21
Accepted Time:
2010-01-21 17:37:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337298 Futurefuel Corp. FTFL Industrial Organic Chemicals (2860) 203340900
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
808722 M David Knott 485 Underhill Blvd
Ste 205
Syosset NY 11791-3419
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-01-19 11,600 $6.45 895,900 No 4 S Indirect By Knott Partners, L.P.
Common Stock Disposition 2010-01-19 28,100 $6.45 236,630 No 4 S Indirect By Shoshone Partners, L.P.
Common Stock Acquisiton 2010-01-19 49,200 $6.45 824,150 No 4 P Indirect By Knott Partners Offshore Master Fund, L.P.
Common Stock Acquisiton 2010-01-19 14,300 $6.45 178,400 No 4 P Indirect By Mulsanne Partners, L.P.
Common Stock Acquisiton 2010-01-19 4,400 $6.45 33,500 No 4 P Indirect By Managed Account A
Common Stock Disposition 2010-01-19 28,200 $6.45 34,800 No 4 S Indirect By Managed Account B
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Knott Partners, L.P.
No 4 S Indirect By Shoshone Partners, L.P.
No 4 P Indirect By Knott Partners Offshore Master Fund, L.P.
No 4 P Indirect By Mulsanne Partners, L.P.
No 4 P Indirect By Managed Account A
No 4 S Indirect By Managed Account B
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect By Managed Account C
Footnotes
  1. The reported securities identified in Column 5 of Table I represent components of Units, as well as common stock acquired in open market transactions. Each Unit consists of one (1) share of common stock and one warrant to purchase one (1) share of common stock.
  2. The Reporting Person is the managing member of Knott Partners Management, LLC, which is (i) the sole general partner of Shoshone Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Mulsanne Partners, L.P. and (ii) the managing general partner of Knott Partners, L.P. The Reporting Person is also a general partner of Knott Partners, L.P.
  3. The securities identified in this row are held by a managed account (a "Managed Account") for which Dorset Management Corporation provides portfolio management services. The Reporting Person is the President and sole director of Dorset Management Corporation.
  4. As a result of the Reporting Person's interests in Knott Partners Management, LLC and in Dorset Management Corporation, the Reporting Person has investment discretion and control of the securities represented in this entry. The Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities represented in this entry as a result of its performance-related fee. Except with respect to Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Shoshone Partners, L.P., in which the Reporting Person owns a beneficial interest, the Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. Each of Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., Shoshone Partners, L.P., Mulsanne Partners, L.P., and each of the Managed Accounts disclaims beneficial ownership of securities reported as owned by any other party.
  5. Each entry reports a component of a cross transaction in the shares set forth in column 1 of Table I among the accounts identified in Column 7 of Table I that are coded P or S in Column 3. The cross transactions reported reflect a reallocation of shares among the Reporting Person's managed clients, and the accounts that disposed of shares in the cross transaction did not acquire any shares in the cross transaction.
  6. The Reporting Person has historically disclosed on his Section 16 filings all of the securities beneficially owned by him pursuant to Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), for full disclosure purposes. However, for purposes of Section 16 of the Exchange Act, the Reporting Person effectively has no direct or indirect pecuniary interest (pursuant to Rule 16a-1(a)(2) of the Exchange Act) in any of the securities owned by Mulsanne Partners, L.P.