Filing Details
- Accession Number:
- 0001225208-10-001201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-08 12:00:00
- Reporting Period:
- 2010-01-06
- Filing Date:
- 2010-01-08
- Accepted Time:
- 2010-01-08 12:11:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350797 | Eaton Vance Corp | EV | Investment Advice (6282) | 042718215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1064587 | Jr I Leo Higdon | Two International Place Eaton Vance Boston MA 02110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Eaton Vance Corp. Non-Voting Common Stock | Disposition | 2009-11-12 | 100 | $0.00 | 9,622 | No | 5 | G | Direct | |
| Eaton Vance Corp. Non-Voting Common Stock | Acquisiton | 2010-01-06 | 5,672 | $10.58 | 15,294 | No | 4 | M | Direct | |
| Eaton Vance Corp. Non-Voting Common Stock | Disposition | 2010-01-06 | 5,672 | $31.14 | 9,622 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | Disposition | 2010-01-06 | 5,672 | $0.00 | 5,672 | $10.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-01 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $13.56 | 2010-12-15 | 7,372 | 7,372 | Direct | |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $17.83 | 2011-12-21 | 12,000 | 12,000 | Direct | |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $15.05 | 2012-12-20 | 12,000 | 12,000 | Direct | |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $18.14 | 2013-12-19 | 12,000 | 12,000 | Direct | |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $25.39 | 2014-12-17 | 12,000 | 12,000 | Direct | |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $27.58 | 2015-12-16 | 8,200 | 8,200 | Direct | |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $30.11 | 2006-11-01 | 2016-11-01 | 8,000 | 8,000 | Direct |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $48.39 | 2007-11-01 | 2017-11-01 | 6,700 | 6,700 | Direct |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $21.99 | 2008-11-03 | 2018-11-03 | 5,800 | 5,800 | Direct |
| Eaton Vance Corp. Non-Voting Common Stock | Option (right to buy) | $28.17 | 2009-11-02 | 2019-11-02 | 4,766 | 4,766 | Direct |
| Eaton Vance Corp. Non-Voting Common Stock | Phantom Stock | $0.00 | 2010-11-03 | 2010-11-03 | 2,334 | 2,334 | Direct |
| Eaton Vance Corp. Non-Voting Common Stock | Phantom Stock | $0.00 | 2011-11-02 | 2011-11-02 | 1,775 | 1,775 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2010-12-15 | 7,372 | 7,372 | Direct |
| 2011-12-21 | 12,000 | 12,000 | Direct |
| 2012-12-20 | 12,000 | 12,000 | Direct |
| 2013-12-19 | 12,000 | 12,000 | Direct |
| 2014-12-17 | 12,000 | 12,000 | Direct |
| 2015-12-16 | 8,200 | 8,200 | Direct |
| 2016-11-01 | 8,000 | 8,000 | Direct |
| 2017-11-01 | 6,700 | 6,700 | Direct |
| 2018-11-03 | 5,800 | 5,800 | Direct |
| 2019-11-02 | 4,766 | 4,766 | Direct |
| 2010-11-03 | 2,334 | 2,334 | Direct |
| 2011-11-02 | 1,775 | 1,775 | Direct |
Footnotes
- These options vest over a 4 year period at 25% per year.
- Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.
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