Filing Details

Accession Number:
0001144204-10-003693
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-26 12:00:00
Reporting Period:
2010-01-22
Filing Date:
2010-01-26
Accepted Time:
2010-01-26 17:39:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
897802 Special Opportunities Fund Inc. PIF (0) 133702911
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1067621 Phillip Goldstein 60 Heritage Drive
Pleasantville NY 10570
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-01-22 62,626 $14.18 0 No 4 S Direct
Common Stock Disposition 2010-01-22 98,809 $14.18 0 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnotes
Footnotes
  1. The reported securities were tendered by Opportunity Partners Limited Partnership, a limited partnership; Full Value Partners L.P., a limited partnership; Full Value Special Situations Fund L.P., a limited partnership; Opportunity Income Plus L.P., a limited partnership; Full Value Offshore Partners L.P. , a limited partnership; and MCM Opportunity Partners L.P., a limited partnership, pursuant to the terms of a Tender Offer Statement filed by the Issuer on December 23, 2009.
  2. On January 22, 2010, the Issuer accepted the tender by Opportunity Partners Limited Partnership of 41,552 shares of Common Stock at a price of $14.18 per share; accepted the tender by Full Value Partners L.P. of 16,676 shares of Common Stock at $14.18 per share, the tender by Full Value Special Situations Fund L.P. of 5,773 shares of Common Stock at $14.18 per share, the tender by Opportunity Income Plus L.P. of 27,323 shares at $14.18 per share; the tender by Full Value Offshore Partners L.P. of 85 shares at $14.18 per share, and the tender by MCM Opportunity Partners L.P. of 7,400 shares of Common Stock at $14.18 per share.