Filing Details
- Accession Number:
- 0001144204-10-003693
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-26 12:00:00
- Reporting Period:
- 2010-01-22
- Filing Date:
- 2010-01-26
- Accepted Time:
- 2010-01-26 17:39:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
897802 | Special Opportunities Fund Inc. | PIF | (0) | 133702911 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1067621 | Phillip Goldstein | 60 Heritage Drive Pleasantville NY 10570 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-01-22 | 62,626 | $14.18 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-22 | 98,809 | $14.18 | 0 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- The reported securities were tendered by Opportunity Partners Limited Partnership, a limited partnership; Full Value Partners L.P., a limited partnership; Full Value Special Situations Fund L.P., a limited partnership; Opportunity Income Plus L.P., a limited partnership; Full Value Offshore Partners L.P. , a limited partnership; and MCM Opportunity Partners L.P., a limited partnership, pursuant to the terms of a Tender Offer Statement filed by the Issuer on December 23, 2009.
- On January 22, 2010, the Issuer accepted the tender by Opportunity Partners Limited Partnership of 41,552 shares of Common Stock at a price of $14.18 per share; accepted the tender by Full Value Partners L.P. of 16,676 shares of Common Stock at $14.18 per share, the tender by Full Value Special Situations Fund L.P. of 5,773 shares of Common Stock at $14.18 per share, the tender by Opportunity Income Plus L.P. of 27,323 shares at $14.18 per share; the tender by Full Value Offshore Partners L.P. of 85 shares at $14.18 per share, and the tender by MCM Opportunity Partners L.P. of 7,400 shares of Common Stock at $14.18 per share.