Filing Details
- Accession Number:
- 0001179110-10-001584
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-28 12:00:00
- Reporting Period:
- 2009-12-17
- Filing Date:
- 2010-01-28
- Accepted Time:
- 2010-01-28 11:29:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1058828 | Hypertension Diagnostics Inc | HDII | Surgical & Medical Instruments & Apparatus (3841) | 411618036 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1261300 | Larry Leitner | 2814 28Th Avenue Sw Fargo ND 58103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-22 | 20,411 | $0.21 | 1,317,493 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Acquisiton | 2009-12-17 | 225,000 | $0.00 | 225,000 | $0.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 225,000 | 2019-12-16 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrant | $0.22 | 2003-08-28 | 2010-09-30 | 162,847 | 162,847 | Direct |
| Common Stock | Common Stock Warrant | $0.30 | 2003-08-28 | 2010-09-30 | 284,982 | 284,982 | Direct |
| Series A Preferred Stock | Series A Preferred Stock Warrant | $2.64 | 2003-08-28 | 2010-09-30 | 10,240 | 10,240 | Direct |
| Series A Preferred Stock | Series A Preferred Stock Warrant | $3.60 | 2003-08-28 | 2010-09-30 | 17,920 | 17,920 | Direct |
| Common Stock | Options | $0.20 | 2013-12-17 | 300,000 | 300,000 | Direct | |
| Common Stock | Series A Preferred Stock | $1.68 | 307,200 | 25,600 | Direct | ||
| Common Stock | Series A Preferred Stock | $2.04 | 307,200 | 25,600 | Direct | ||
| Common Stock | Series A Preferred Stock | $2.64 | 122,880 | 10,240 | Direct | ||
| Common Stock | Stock Options | $0.16 | 2016-11-27 | 450,000 | 450,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2010-09-30 | 162,847 | 162,847 | Direct |
| 2010-09-30 | 284,982 | 284,982 | Direct |
| 2010-09-30 | 10,240 | 10,240 | Direct |
| 2010-09-30 | 17,920 | 17,920 | Direct |
| 2013-12-17 | 300,000 | 300,000 | Direct |
| 307,200 | 25,600 | Direct | |
| 307,200 | 25,600 | Direct | |
| 122,880 | 10,240 | Direct | |
| 2016-11-27 | 450,000 | 450,000 | Direct |
Footnotes
- Right to buy.
- Immediately exercisable.
- No expiration date.
- 150,000 shares vest on each of 11/28/07, 11/28/08 and 11/28/09.
- 56,250 shares vest on each of 3/17/2010, 6/17/2010, 9/17/2010 and 12/17/2010.
Billionaire Hedge Funds
