Filing Details
- Accession Number:
- 0001281803-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-19 12:00:00
- Reporting Period:
- 2010-01-15
- Filing Date:
- 2010-01-19
- Accepted Time:
- 2010-01-19 17:22:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1037038 | Polo Ralph Lauren Corp | RL | Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) | 132622036 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1040545 | Ralph Lauren | 650 Madison Ave New York NY 10022 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-01-15 | 20,833 | $26.71 | 538,162 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2010-01-15 | 100,000 | $0.00 | 638,162 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2010-01-15 | 87,582 | $83.42 | 550,580 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-01-15 | 32,251 | $84.32 | 518,329 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-01-15 | 1,000 | $85.09 | 517,329 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class A Common Stock Option (Right to Buy) | Disposition | 2010-01-15 | 20,833 | $0.00 | 20,833 | $26.71 |
| Class A Common Stock | Class B Common Stock | Disposition | 2010-01-15 | 100,000 | $0.00 | 100,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 229,167 | 2011-06-19 | No | 4 | M | Direct | |
| 19,250,020 | No | 4 | C | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 1,557,503 | 1,557,503 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 10,310,514 | 10,310,514 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 30,729 | 30,729 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 5,904,966 | 5,904,966 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 3,183,862 | 3,183,862 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,557,503 | 1,557,503 | Indirect | |
| 10,310,514 | 10,310,514 | Indirect | |
| 30,729 | 30,729 | Indirect | |
| 5,904,966 | 5,904,966 | Indirect | |
| 3,183,862 | 3,183,862 | Indirect |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person in connection with his individual long-term strategy for estate planning.
- The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $82.88 to $83.88. Upon request of the SEC staff, Polo Ralph Lauren Corporation (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $83.89 to $84.86. Upon request of the SEC staff, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $84.94 to $85.37. Upon request of the SEC staff, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The options vested and became exercisable in three equal annual installments beginning on June 19, 2002. These options are scheduled to expire on June 19, 2011.
- The reporting person has the right, at his option, at any time and from time to time, to convert shares of Class B Common Stock into Class A Common Stock on a one-for-one basis.
Billionaire Hedge Funds
