Filing Details
- Accession Number:
- 0001127602-10-002898
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-01 12:00:00
- Reporting Period:
- 2010-01-28
- Filing Date:
- 2010-02-01
- Accepted Time:
- 2010-02-01 17:30:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86312 | Travelers Companies Inc. | TRV | Fire, Marine & Casualty Insurance (6331) | 410518860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221484 | I Robert Lipp | The Travelers Companies, Inc. 385 Washington Street St. Paul MN 55102 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-28 | 100,000 | $42.69 | 100,000 | No | 4 | M | Indirect | By Lipp Travelers SO, LLC |
| Common Stock | Disposition | 2010-01-28 | 100,000 | $50.24 | 0 | No | 4 | S | Indirect | By Lipp Travelers SO, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Lipp Travelers SO, LLC |
| No | 4 | S | Indirect | By Lipp Travelers SO, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-01-28 | 100,000 | $0.00 | 100,000 | $42.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,574,162 | 2004-04-01 | 2012-03-22 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 140,218 | Direct | |
| Common Stock | 238 | Indirect | 401(k) Plan |
| Common Stock | 233,067 | Indirect | In Trusts |
Footnotes
- Lipp Travelers SO, LLC is owned by the Reporting Person and certain grantor retained annuity trusts of the Reporting Person.
- Represents the weighted average sales price for price increments ranging from $50.15 to $50.50. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Includes 79.79 shares of deferred stock units acquired since November 17, 2009 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors and shares of common stock previously held indirectly in trust that were transferred to the Reporting Person and are now held directly.
- Reflects the transfer of shares previously held indirectly in trust to the Reporting Person, which are now held directly.
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