Filing Details
- Accession Number:
- 0001209191-10-000482
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-01-04 12:00:00
- Reporting Period:
- 2009-12-28
- Filing Date:
- 2010-01-04
- Accepted Time:
- 2010-01-04 21:35:05
- Original Submission Date:
- 2009-12-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1124827 | Uti Worldwide Inc | UTIW | Arrangement Of Transportation Of Freight & Cargo (4731) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238783 | R Lawrence Samuels | C/O Uti, Services, Inc. 100 Oceangate, Suite 1500 Long Beach CA 90802 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, No Par Value | Acquisiton | 2009-12-28 | 74,775 | $4.33 | 141,033 | No | 4 | M | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-28 | 2,000 | $14.45 | 139,033 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-28 | 181 | $14.47 | 138,852 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-28 | 1,619 | $14.48 | 137,233 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-28 | 300 | $14.48 | 136,933 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-28 | 1,300 | $14.49 | 135,633 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-28 | 200 | $14.49 | 135,433 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-28 | 200 | $14.50 | 135,233 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-28 | 200 | $14.50 | 135,033 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-29 | 6,498 | $14.35 | 128,535 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-29 | 2,000 | $14.35 | 126,535 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-29 | 3,488 | $14.36 | 123,047 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-29 | 100 | $14.37 | 122,947 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-29 | 1,914 | $14.37 | 121,033 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-29 | 300 | $14.37 | 120,733 | No | 4 | S | Direct | |
Ordinary Shares, No Par Value | Disposition | 2009-12-29 | 1,700 | $14.45 | 119,033 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares, No Par Value | Employee Stock Option (right to buy) | Disposition | 2009-12-28 | 74,775 | $0.00 | 74,775 | $4.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-04-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares, No Par Value | 5,925 | Indirect | By employee stock puchase plan |
Footnotes
- The option shares, which were granted under the Company's 2000 Stock Option Plan, vested in four equal installments on April 15, 2001, April 15, 2002, April 15, 2003 and April 15, 2004.