Filing Details
- Accession Number:
- 0001140361-10-001194
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-07 12:00:00
- Reporting Period:
- 2010-01-05
- Filing Date:
- 2010-01-07
- Accepted Time:
- 2010-01-07 15:47:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912093 | Jds Uniphase Corp | JDSU | Semiconductors & Related Devices (3674) | 942579683 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220778 | H Thomas Waechter | C/O Jds Uniphase Corporation 430 N Mccarthy Boulevard Milpitas CA 95035 | Chief Exec. Officer & Pres. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-05 | 25,000 | $3.65 | 95,938 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-05 | 66,285 | $8.46 | 29,653 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-06 | 25,000 | $3.65 | 54,653 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-06 | 31,060 | $9.00 | 23,593 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2010-01-05 | 25,000 | $0.00 | 25,000 | $3.65 |
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2010-01-06 | 25,000 | $0.00 | 25,000 | $3.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 400,000 | 2010-01-01 | 2017-01-01 | No | 4 | M | Direct |
| 375,000 | 2010-01-01 | 2017-01-01 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.
- Shares sold pursuant to a Rule 10b5-1 Stock Trading Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.38 to $8.5030, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
- The number of derivative securities beneficially owned following the reported transaction is current as of the date of this filing.
Billionaire Hedge Funds
