Filing Details
- Accession Number:
- 0001209191-10-005675
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-29 12:00:00
- Reporting Period:
- 2009-12-24
- Filing Date:
- 2010-01-29
- Accepted Time:
- 2010-01-29 20:57:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463972 | Vuzix Corp | VZX:TSXV | Computer Peripheral Equipment, Nec (3577) | 043392453 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475058 | Grant Russell | C/O Vuzix Corporation 75 Town Centre Drive Rochester NY 14623 | Cfo And Executive Vp | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-12-24 | 100,000 | $0.00 | 100,000 | No | 4 | P | Indirect | by son |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by son |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | warrant ? right to buy | Acquisiton | 2009-12-24 | 50,000 | $0.00 | 50,000 | $0.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2009-12-24 | 2012-12-23 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,913,777 | Direct |
Footnotes
- The shares of common stock reported in Table I and the warrants reported in Table II were acquired as units consisting of one share of common stock and one-half of one warrant at the purchase price of $0.18996 per unit.