Filing Details

Accession Number:
0001127602-10-001498
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-01-13 12:00:00
Reporting Period:
2010-01-12
Filing Date:
2010-01-13
Accepted Time:
2010-01-13 16:02:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
70793 Nbty Inc NTY Pharmaceutical Preparations (2834) 112228617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204917 Harvey Kamil C/O Nbty, Inc.
2100 Smithtown Ave.
Ronkonkoma NY 11779
President And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-01-12 100 $45.72 656,656 No 4 S Direct
Common Stock Disposition 2010-01-12 1,000 $45.73 655,656 No 4 S Direct
Common Stock Disposition 2010-01-12 200 $45.74 655,456 No 4 S Direct
Common Stock Disposition 2010-01-12 1,700 $45.75 653,756 No 4 S Direct
Common Stock Disposition 2010-01-12 100 $45.76 653,656 No 4 S Direct
Common Stock Disposition 2010-01-12 100 $45.77 653,556 No 4 S Direct
Common Stock Disposition 2010-01-12 200 $45.79 653,356 No 4 S Direct
Common Stock Disposition 2010-01-12 100 $45.80 653,256 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $5.47 2001-02-01 2011-02-01 106,715 106,715 Direct
Common Stock Stock Options (Right to Buy) $25.50 2018-02-01 100,000 100,000 Direct
Common Stock Stock Options (Right to Buy) $15.98 2019-04-08 123,000 123,000 Direct
Common Stock Stock Options (Right to Buy) $43.88 2019-12-23 35,722 35,722 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-02-01 106,715 106,715 Direct
2018-02-01 100,000 100,000 Direct
2019-04-08 123,000 123,000 Direct
2019-12-23 35,722 35,722 Direct
Footnotes
  1. Includes 1,905 Restricted Stock Units which vest on 12/23/2011; 1,905 Restricted Stock Units which vest on 12/23/2012 and 1,906 Restricted Stock Units which vest on 12/23/2013. This vesting will accelerate if Mr. Kamil retires after 12/23/2011.
  2. The shares covered by this Form 4 were sold pursuant to Mr. Kamil's Rule 10b5-1 plan, dated August 1, 2007.
  3. Mr. Kamil is also the beneficial owner of 90,710 shares of NBTY, Inc. common stock through the NBTY, Inc. Employee Stock Ownership Plan. Includes 150,656 shares held in a trust for the benefit of Mr. Kamil's children, as to which Mr. Kamil disclaims beneficial ownership.
  4. 33,333 options become exercisable on 2/1/2010; 33,333 options become exercisable on 2/1/2011 and 33,334 options become exercisable on 2/1/2012.
  5. 61,500 options become exercisable on 4/8/2010; 20,504 options become exercisable on 4/8/2011; 20,504 options become exercisable on 4/8/2012 and 20,492 options become exercisable on 4/8/2013.
  6. 11,907 options become exercisable on 12/23/2011; 11,907 options become exercisable on 12/23/2012 and 11,908 options become exercisable on 12/23/2013. This vesting will accelerate if Mr. Kamil retires after 12/23/2011.